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John Bateman Email & Phone Number
Compliance Lead, Quantitative Research and Investments and Sustainable Investing
at
Fidelity Investments
1 work email found
@fidelity.com
1 phone found area 603
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Role
Compliance Lead, Quantitative Research and Investments and Sustainable Investing
Location
Dallas, Texas, United States
Company size
Who is John Bateman? Overview
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Quick answer
John Bateman is listed as Compliance Lead, Quantitative Research and Investments and Sustainable Investing at Fidelity Investments, a with 10 employees, based in Dallas, Texas, United States. AeroLeads shows a work email signal at fidelity.com, phone signal with area code 603, and a matched LinkedIn profile for John Bateman.
John Bateman previously worked as Head of Sustainable Investing Compliance at Fidelity Investments and Strategic Advisers LLC Compliance Lead, Asset Management Compliance at Fidelity Investments. John Bateman holds Master Of Business Administration (M.B.A.) from Smu Cox School Of Business.
Company email context
Email format at Fidelity Investments
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{first}.{last}@fidelity.com
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Profile bio
About John Bateman
I advise leaders on how to grow businesses while keeping clients’ interests first and foremost. I currently have the honor of serving as Fidelity's first compliance leader to focus on ESG/sustainable investing. Some other noteworthy areas of leadership experience include: investment stewardship; oversight of unified and separately managed account programs; digital advisory programs; sub-adviser oversight; quantitative model risk management; alternatives compliance; fractional share/direct indexing; oversight of advertising and sales practices; regulatory exam management; and mentoring and employee development.
Listed skills include Financial Services, Investments, Asset Management, Mutual Funds, and 1 others.
Current workplace
John Bateman's current company
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Fidelity Investments
7 roles
John Bateman work experience
A career timeline built from the work history available for this profile.
Head Of Sustainable Investing Compliance
Partner with Fidelity's global portfolio and product management teams to bring industry-leading sustainable/ESG solutions to retail and institutional clients. Provide strategic compliance advice to leadership and oversee the enhancement of cross-enterprise compliance programs to reflect the latest federal, state, and international requirements and guidance. Advise proxy voting and governance committee. Provide program updates to business leadership and fund boards.
Strategic Advisers Llc Compliance Lead, Asset Management Compliance
Successfully led the oversight of Fidelity’s suite of wealth management offerings. Led staff in developing comprehensive compliance frameworks for retail and institutional managed solutions, including traditional and sustainable strategies. Managed partnerships with key stakeholders, including leadership in portfolio management, marketing, distribution, technology, fund treasurer’s office, and legal. Directed staff in preparing oversight committee materials and led quarterly meetings with business unit presidents and their senior teams. Served on multiple cross-company steering and fiduciary oversight teams.
Sep 2016 - Feb 2022
Service Provider Oversight Lead, Asset Management Compliance
Relocated to Dallas, TX from Boston, MA and launched the managed account Service Provider Oversight function. Led a team responsible for compliance oversight of sub-advisers, custodians, transfer agents, distribution partners, and 3rd-party RIAs (referral program). Key activities overseen included trade allocation, custody, pricing, ID-theft programs, registration & licensing, advertising, recordkeeping, exemptive relief, sales practices, and 3a-4 compliance. Co-led responses to regulatory inquiries and exams.
Nov 2010 - Aug 2016
Vice President - Managed Accounts Business Oversight
Continued to lead the Investment Strategy function (see below) and successfully added the role of risk management lead for Fidelity’s retail managed account services. Represented the business in multiple FINRA arbitration hearings, using findings to implement preventive controls in Fidelity’s distribution and operations functions. Guided the pre-launch risk assessment of Fidelity’s unified managed account offering. Developed the business case for and supervised the rollout of new automated compliance reporting for Fidelity’s investment adviser representatives (currently over 12,000), significantly enhancing oversight of solicitation activity.
Mar 2007 - Oct 2010
Director - Investment Strategy
Relocated to Merrimack, NH from Dallas, TX and led the team responsible for approving portfolio strategy recommendations for retail managed account clients. Directed a cross-functional team that reviewed client restriction requests to ensure compliance with 3a-4. Collaborated with key business partners in legal, product support, distribution, operations, and technology to implement a new strategy review system that significantly increased scale. Improved review productivity by over 25%, while implementing new quality-control measures and straight- through processing filters.
Jan 2005 - Feb 2007
Investment Strategist
Approved portfolio strategy recommendations for over 20,000 investors annually, with high ratings for review quality. Developed and delivered asset allocation training for product distribution channels. Partnered with legal team to design manual procedures for reviewing non-standard client risk profiles.
Apr 2003 - Dec 2004
Team & coworkers
Colleagues at Fidelity Investments
Other employees you can reach at fidelity.com. View company contacts for 10 employees →
HN
Hilton Ngwa
Colleague at Fidelity InvestmentsPlano, Texas, United States
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JR
Joshua Raymer
Colleague at Fidelity InvestmentsFort Worth, Texas, United States
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J(
Jessica (Giles) Birnstihl
Colleague at Fidelity InvestmentsUnited States
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LS
Luke Sturgis
Colleague at Fidelity InvestmentsSt Augustine, Florida, United States
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JK
Joanna Kruse
Colleague at Fidelity InvestmentsFlorence, Kentucky, United States
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GS
Gaurav Sancheti
Colleague at Fidelity InvestmentsBengaluru, Karnataka, India
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MA
Mark A Medley
Colleague at Fidelity InvestmentsDallas-Fort Worth Metroplex, United States
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JH
Jakob Haslam
Colleague at Fidelity InvestmentsSalt Lake City, Utah, United States
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KE
Kimberly Elkins
Colleague at Fidelity InvestmentsProvo, Utah, United States
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OF
Owen Findley
Colleague at Fidelity InvestmentsCary, North Carolina, United States
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Hilton Ngwa
Colleague at Fidelity InvestmentsPlano, Texas, United States
View →
JR
Joshua Raymer
Colleague at Fidelity InvestmentsFort Worth, Texas, United States
View →
J(
Jessica (Giles) Birnstihl
Colleague at Fidelity InvestmentsUnited States
View →
LS
Luke Sturgis
Colleague at Fidelity InvestmentsSt Augustine, Florida, United States
View →
JK
Joanna Kruse
Colleague at Fidelity InvestmentsFlorence, Kentucky, United States
View →
GS
Gaurav Sancheti
Colleague at Fidelity InvestmentsBengaluru, Karnataka, India
View →
MA
Mark A Medley
Colleague at Fidelity InvestmentsDallas-Fort Worth Metroplex, United States
View →
JH
Jakob Haslam
Colleague at Fidelity InvestmentsSalt Lake City, Utah, United States
View →
KE
Kimberly Elkins
Colleague at Fidelity InvestmentsProvo, Utah, United States
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OF
Owen Findley
Colleague at Fidelity InvestmentsCary, North Carolina, United States
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2 education records
John Bateman education
Master Of Business Administration (M.B.A.)
Smu Cox School Of Business
Bachelor’S Degree
The University Of Texas At Arlington
FAQ
Frequently asked questions about John Bateman
Quick answers generated from the profile data available on this page.
What company does John Bateman work for?
John Bateman works for Fidelity Investments.
What is John Bateman's role at Fidelity Investments?
John Bateman is listed as Compliance Lead, Quantitative Research and Investments and Sustainable Investing at Fidelity Investments.
What is John Bateman's email address?
AeroLeads has found 1 work email signal at @fidelity.com for John Bateman at Fidelity Investments.
What is John Bateman's phone number?
AeroLeads has found 1 phone signal(s) with area code 603 for John Bateman at Fidelity Investments.
Where is John Bateman based?
John Bateman is based in Dallas, Texas, United States while working with Fidelity Investments.
What companies has John Bateman worked for?
John Bateman has worked for Fidelity Investments.
Who are John Bateman's colleagues at Fidelity Investments?
John Bateman's colleagues at Fidelity Investments include Hilton Ngwa, Joshua Raymer, Jessica (Giles) Birnstihl, Luke Sturgis, and Joanna Kruse.
How can I contact John Bateman?
You can use AeroLeads to view verified contact signals for John Bateman at Fidelity Investments, including work email, phone, and LinkedIn data when available.
What schools did John Bateman attend?
John Bateman holds Master Of Business Administration (M.B.A.) from Smu Cox School Of Business.
What skills is John Bateman known for?
John Bateman is listed with skills including Financial Services, Investments, Asset Management, Mutual Funds, and Risk Management.
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