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John Bateman Email & Phone Number

Compliance Lead, Quantitative Research and Investments and Sustainable Investing at Fidelity Investments
Location: Dallas, Texas, United States 7 work roles 2 schools
1 work email found @fidelity.com 1 phone found area 603 LinkedIn matched
✓ Verified July 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email · 1 phone

Work email j****@fidelity.com
Direct phone (603) ***-****
LinkedIn Profile matched
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Current company
Fidelity Investments
Role
Compliance Lead, Quantitative Research and Investments and Sustainable Investing
Location
Dallas, Texas, United States
Company size
10 employees

Who is John Bateman? Overview

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Quick answer

John Bateman is listed as Compliance Lead, Quantitative Research and Investments and Sustainable Investing at Fidelity Investments, a with 10 employees, based in Dallas, Texas, United States. AeroLeads shows a work email signal at fidelity.com, phone signal with area code 603, and a matched LinkedIn profile for John Bateman.

John Bateman previously worked as Head of Sustainable Investing Compliance at Fidelity Investments and Strategic Advisers LLC Compliance Lead, Asset Management Compliance at Fidelity Investments. John Bateman holds Master Of Business Administration (M.B.A.) from Smu Cox School Of Business.

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Email format at Fidelity Investments

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{first}.{last}@fidelity.com
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AeroLeads found 1 current-domain work email signal for John Bateman. Compare company email patterns before reaching out.

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Profile bio

About John Bateman

I advise leaders on how to grow businesses while keeping clients’ interests first and foremost. I currently have the honor of serving as Fidelity's first compliance leader to focus on ESG/sustainable investing. Some other noteworthy areas of leadership experience include: investment stewardship; oversight of unified and separately managed account programs; digital advisory programs; sub-adviser oversight; quantitative model risk management; alternatives compliance; fractional share/direct indexing; oversight of advertising and sales practices; regulatory exam management; and mentoring and employee development.

Listed skills include Financial Services, Investments, Asset Management, Mutual Funds, and 1 others.

Current workplace

John Bateman's current company

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Fidelity Investments
Fidelity Investments
Compliance Lead, Quantitative Research and Investments and Sustainable Investing
Website
fidelity.com
Employees
10
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Company profile
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7 roles

John Bateman work experience

A career timeline built from the work history available for this profile.

Compliance Lead, Quantitative Research And Investments And Sustainable Investing

Fidelity Investments

Dallas, Tx, Us

Head Of Sustainable Investing Compliance

Fidelity Investments

Boston, Ma, Us

Partner with Fidelity's global portfolio and product management teams to bring industry-leading sustainable/ESG solutions to retail and institutional clients. Provide strategic compliance advice to leadership and oversee the enhancement of cross-enterprise compliance programs to reflect the latest federal, state, and international requirements and guidance. Advise proxy voting and governance committee. Provide program updates to business leadership and fund boards.

Strategic Advisers Llc Compliance Lead, Asset Management Compliance

Fidelity Investments

Boston, Ma, Us

Successfully led the oversight of Fidelity’s suite of wealth management offerings. Led staff in developing comprehensive compliance frameworks for retail and institutional managed solutions, including traditional and sustainable strategies. Managed partnerships with key stakeholders, including leadership in portfolio management, marketing, distribution, technology, fund treasurer’s office, and legal. Directed staff in preparing oversight committee materials and led quarterly meetings with business unit presidents and their senior teams. Served on multiple cross-company steering and fiduciary oversight teams.

Sep 2016 - Feb 2022

Service Provider Oversight Lead, Asset Management Compliance

Fidelity Investments

Boston, Ma, Us

Relocated to Dallas, TX from Boston, MA and launched the managed account Service Provider Oversight function. Led a team responsible for compliance oversight of sub-advisers, custodians, transfer agents, distribution partners, and 3rd-party RIAs (referral program). Key activities overseen included trade allocation, custody, pricing, ID-theft programs, registration & licensing, advertising, recordkeeping, exemptive relief, sales practices, and 3a-4 compliance. Co-led responses to regulatory inquiries and exams.

Nov 2010 - Aug 2016

Vice President - Managed Accounts Business Oversight

Fidelity Investments

Boston, Ma, Us

Continued to lead the Investment Strategy function (see below) and successfully added the role of risk management lead for Fidelity’s retail managed account services. Represented the business in multiple FINRA arbitration hearings, using findings to implement preventive controls in Fidelity’s distribution and operations functions. Guided the pre-launch risk assessment of Fidelity’s unified managed account offering. Developed the business case for and supervised the rollout of new automated compliance reporting for Fidelity’s investment adviser representatives (currently over 12,000), significantly enhancing oversight of solicitation activity.

Mar 2007 - Oct 2010

Director - Investment Strategy

Fidelity Investments

Boston, Ma, Us

Relocated to Merrimack, NH from Dallas, TX and led the team responsible for approving portfolio strategy recommendations for retail managed account clients. Directed a cross-functional team that reviewed client restriction requests to ensure compliance with 3a-4. Collaborated with key business partners in legal, product support, distribution, operations, and technology to implement a new strategy review system that significantly increased scale. Improved review productivity by over 25%, while implementing new quality-control measures and straight- through processing filters.

Jan 2005 - Feb 2007

Investment Strategist

Fidelity Investments

Boston, Ma, Us

Approved portfolio strategy recommendations for over 20,000 investors annually, with high ratings for review quality. Developed and delivered asset allocation training for product distribution channels. Partnered with legal team to design manual procedures for reviewing non-standard client risk profiles.

Apr 2003 - Dec 2004
Team & coworkers

Colleagues at Fidelity Investments

Other employees you can reach at fidelity.com. View company contacts for 10 employees →

CC Christoph Chavez Christoph Chavez Colleague at Fidelity InvestmentsTorrance, California, United States View → DF Doug Frey Doug Frey Colleague at Fidelity InvestmentsSudbury, Massachusetts, United States View → MT Mike Tello Mike Tello Colleague at Fidelity InvestmentsMedford, Massachusetts, United States View → KW Kyle Weaver Kyle Weaver Colleague at Fidelity InvestmentsBoston, Massachusetts, United States View → ME Mark Edwards, Cfp® Mark Edwards, Cfp® Colleague at Fidelity InvestmentsSaratoga Springs, Utah, United States View → RM Ryan Mongno, Mba Ryan Mongno, Mba Colleague at Fidelity InvestmentsAshburn, Virginia, United States View → GV George Vartanian, Cfa, Crps George Vartanian, Cfa, Crps Colleague at Fidelity InvestmentsProvidence County, Rhode Island, United States View → AR Austin Renaud Austin Renaud Colleague at Fidelity InvestmentsNashua, New Hampshire, United States View → BG Bethany Girling Bethany Girling Colleague at Fidelity InvestmentsNew Boston, New Hampshire, United States View → AV Anton Vaskovtsev Anton Vaskovtsev Colleague at Fidelity InvestmentsBoca Raton, Florida, United States View →
2 education records

John Bateman education

Master Of Business Administration (M.B.A.)

Smu Cox School Of Business

Bachelor’S Degree

The University Of Texas At Arlington
FAQ

Frequently asked questions about John Bateman

Quick answers generated from the profile data available on this page.

What company does John Bateman work for?

John Bateman works for Fidelity Investments.

What is John Bateman's role at Fidelity Investments?

John Bateman is listed as Compliance Lead, Quantitative Research and Investments and Sustainable Investing at Fidelity Investments.

What is John Bateman's email address?

AeroLeads has found 1 work email signal at @fidelity.com for John Bateman at Fidelity Investments.

What is John Bateman's phone number?

AeroLeads has found 1 phone signal(s) with area code 603 for John Bateman at Fidelity Investments.

Where is John Bateman based?

John Bateman is based in Dallas, Texas, United States while working with Fidelity Investments.

What companies has John Bateman worked for?

John Bateman has worked for Fidelity Investments.

Who are John Bateman's colleagues at Fidelity Investments?

John Bateman's colleagues at Fidelity Investments include Christoph Chavez, Doug Frey, Mike Tello, Kyle Weaver, and Mark Edwards, Cfp®.

How can I contact John Bateman?

You can use AeroLeads to view verified contact signals for John Bateman at Fidelity Investments, including work email, phone, and LinkedIn data when available.

What schools did John Bateman attend?

John Bateman holds Master Of Business Administration (M.B.A.) from Smu Cox School Of Business.

What skills is John Bateman known for?

John Bateman is listed with skills including Financial Services, Investments, Asset Management, Mutual Funds, and Risk Management.

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