• Responsible to lead and direct the compliance program in Singapore focusing on the execution of strategies and associated controls for the Private Wealth Management (“PWM”), Pictet Trading & Sales (“PTS”) and Pictet Asset Services (“PAS”) businesses in Singapore.• Be principally responsible for establishing and managing the policies, systems and processes to counter the risks of the BPSA SG’s involvement in money laundering, terrorism financing, weapons proliferation and sanctions evasion, bribery and corruption.• Lead and direct the compliance strategies and departmental objectives to ensure they are aligned with Group, Business lines and regulatory direction. This includes Internal Controls Systems, Issue Management, New Products & Services, Culture & Conduct, Regulatory Change Management, Assurance reviews, Investigations & Reporting, and Governance matters.• Responsible to provide regular and timely information to the Group Head of Compliance, BPSA SG’s senior management and board on the regulatory risk profile of BPSA SG and the health of controls.• Act as the principal regulatory liaison with key regulators and governmental agencies for BPSA SG, including ensuring that the regulatory relationships is robust and effective.

Part of UBS Group Compliance, Regulatory and Governance. Responsibility includes monitoring regulatory changes/development and ensuring ownership within divisional and central Compliance and Operational Risk Control Teams for engaging relevant stakeholders in completing impact assessments and defining necessary actions. Concurrently heads the Licensing and Registration team in Singapore that oversees Representative licensing matters with the Monetary Authority of Singapore (MAS). Held the role of Head of Regulatory Relations that oversee relations with MAS.

Lu International (Singapore) Financial Asset Exchange Pte Ltd. is a subsidiary of Lufax Holding Ltd, incorporated in Singapore in 2017. It holds a capital markets services (CMS) license from the Monetary Authority of Singapore. Lufax Holding Ltd is a leading technology-empowered personal financial services platform in China and an associate company of Ping An Insurance (Group) Company of China, Ltd. It operates in multiple businesses, including wealth management, and retail credit facilitation.

Experience in both Banking and Capital Markets Intermediaries Supervision

Global Financial Services - audit of banks, hedge funds, and fund managers