- Acted as Examiner-in-Charge (EIC) for risk-focused consumer compliance examinations at both LISCC firms and community banks. Supervised examination teams to complete examinations that focused on consumer protection rules and regulations such as FDPA, UDAAP, sales practices, TRID, Reg E, HMDA, ECOA, FHA, Reg CC, and SCRA. - Acted as EIC for Federal Resereve Board Horizontal Reviews including reviews of LISCC firm's compliance with consent orders. - Acted as dedicated Consumer Compliance Risk Specialist for three firms within the LISCC portfolio. Roles and responsibilities included developing risk assessments for each firm through identifying and monitoring the risk trends assocaited with each firm's business activities.

• Directly responsible for the viability of a district of 12 federally insured credit unions located in NYC and Hudson Valley. • Performed assessments of several risk areassuch as credit, interest rate, and liquidity risk. • Assigned a rating to each financial institution based on Capital, Asset quality, Management, Earnings, and Asset/Liability Management• Communicated with Senior Management risk ratings, and overall report ratings. • Wrote detailed reports on problem areas, and the overall risk exposure of the credit union.

•Provided senior sales managers with monthly, weekly, and daily reporting. •Analyzed sales data to identify trends and develops occurring in equity product and client activity. •Liaise with sales and trading heads on creation of ad-hoc reporting.