• FINRA Registered Series 99 Operations Professional• Dual role as Head of Operations for both Swedbank AB and Swedbank US, LLC Broker/Dealer• Manage the day to day operations of the branch premises, equipment, services, vendor agreements and IT systems• Provide leadership, management, and technical direction to Back Office an IT Team• Review and approve the processing of all back office products (Syndicated Loans, Bi-lateral loans, MM, FX, CD, CP, IRS, Credit Default Swaps, Payments, Futures, Securities, Tri-Party Repo’s, and Equities)• Conduct performance reviews for direct reports and evaluate employee development• Review and create operating policies and procedures to ensure they support group wide objectives• Implemented and coordinated the annual Business Continuity Plan• Maintained Operational Budget • Project manager for core banking system conversion Misys OPICS to Oracle FLEXCUBE

• Manage a team of 18 Middle Office Personnel (10 in Stamford, CT and 8 in Salt Lake City, Utah), Team includes the Loan Agency Services team, Syndication team and Bi-lateral team• Coordinate daily team meetings to review deal pipeline and daily workloads• Maintain monthly 1-2-1 meetings with direct reports to foster environment of open communication, build trust and gauge employee development• Approve initial new deal setup and initial loan advances for borrower(s) and Lenders (if applicable) in Loan IQ and PRisM (Front Office Credit System)• Review and approve amendments, extensions, waivers and payments in Loan IQ• Oversee prompt and accurate disbursement of payments associated with the closing as instructed in funds flow, borrowing or funding notices• Provide expertise by overseeing pre-closing meetings and proactive involvement with front office teams closing process• Prepare and submit the annual Shared National Credits (SNC) report for both agented and syndicated credits to The Federal Reserve Bank• Review and approve primary, secondary and third party loan trade settlements in Clear par (LSTA and LMA documentation) and Loan IQ• Review of all credit and loan documentation for deal closing• Create and update Operating procedures to mitigate risks• Implementation project manager for Transaction Lifecycle Management (TLM) SmartStream Reconciliation solution• Approve new borrowers and lenders in Loan IQ including obtaining AML/KYC approvals• Processing of all fees (fixed and amortizing) relating to deal closing• Loan IQ – SME responsible for development and implementation of test scripts for UAT for Loan IQ upgrade to 6.0• Manage Intralinks, ST4 and Debt Domain sites for agented deals. Liaise with portfolio management for covenant and compliance requirements

• Provide leadership, management, and technical direction to Back Office Team.• Review credit agreements for bi-lateral and syndicated loans.• Settlement and maintenance of primary and secondary loan trades. • Processing of payments, principal borrowings, repayments, rate resets and rollovers for bi-lateral, syndicated and agency transactions.• Monitor and processing of all fees related to credit facilities (utilized, unutilized, commitment, facility, upfront, and amendment fees).• Daily interaction with treasury, middle office, account officers, risk control unit, compliance officer and internal audit department to adhere to bank processes and procedures.• Processing of all back office products (MM, FX, CD, CP, IRS, CIRS, Credit Default Swaps, Caps, Collars, Floors, FRA’s, Futures, Securities, Tri-Party Repo’s, and SBA’s).• Inputting and validating of all CHIPS and FED wire transfers via S.W.I.F.T. • Maintain bank’s money position by monitoring incoming and outgoing funds.• Reconciling of all accounts relating to loans and back office products.• Issuance and amending of import, export, and standby letters of credit.

• Issuance, amendments, and documentation processing for all facets of import, export and standby letters of credit.• Reconciliation of letters of credit draw downs.