* Formerly Fung Global Retail & Technology (Nov. 2014-Jan. 2018)* Provide industry research and consulting to identify key emerging technologies for retail* Manage team of tech researchers* Focus on enterprise software, cloud computing, loss prevention, food waste tech, chip shortage and AI/ML/generative AI

Managed a team of financial writing, media, and market-intelligence specialists. Provided investor-relations consulting services to U.S.-listed companies located in China, Hong Kong, and Taiwan* Provided advice and consulting services on capital-market, investor relations, and communications strategy* Served as internal expert on capital markets and technology, including electronics, networking, and telecommunications, serving clients in: IT consulting and systems-integration, information services, wireless telecommunications equipment, image-processing semiconductors and equipment, and wire and cable manufacturing, as well as several pre-IPO companies* Worked in New York from Jan-Sept 2010 and in Beijing from Sept 2010 to Oct 2013

Senior equity research analyst providing research coverage on 15-25 companies in three sectors:Optical Components for telecom and datacom networksCovered Avanex, Bookham, Corning, EMCORE, Finisar, JDS Uniphase, MRV Communications, Oclaro, OCP Inc., Oplink, Optium, Opnext, and Stratos LightwaveCommercial LasersCovered Coherent, IPG Photonics, JDS Uniphase, Newport Corp., and Rofin-SinarTest & Measurement EquipmentCovered:* Electronic test. Covered Aeroflex, Agilent, EXFO, FEI Company, IXIA, LeCroy, National Instruments, PerkinElmer, Symmetricom, Tektronix, and Teledyne Technologies* Bio-analytical test. Covered Agilent, PerkinElmer, and Thermo FisherAchievements:* Comprehensive knowledge of and extensive contacts within optical communications and commercial-laser industries. Speaker at several industry conferences* Ranked by Forbes as #1 in Miscellaneous Technology in 2007 and as the #2 earnings estimator for Communications Equipment in 2006. Consistently highly ranked in earnings accuracy by Starmine* Promoted to Senior Analyst, Sept. 2002; VP, Dec. 2003; and Principal, Dec. 2006* Significant research reports include: Optical Components 2001 (280 pp.), Optical Components 2008 (196 pp.), and Commercial Laser Industry (116 pp.)* Deal experience: IPG Photonics IPO, LeCroy follow-on, Finisar convert, and others

Covered optical component and subsystem manufacturers.

Covered optical component, subsystem, cable TV, and other telecom equipment manufacturers.