John Hasiak Email & Phone Number

After more than 40 years working in the financial services industry it is time to embark on the next chapter of my life. Effective July 1st 2023 I have officially retired from the financial industry work force. As the Grateful Dead once said "What a Long Strange Trip it's Been." When I first started our computers were adding machines. DTC was in it's infancy. Needless to say I have seen this industry grow in leaps and bounds as advancements in technology have enabled huge increases in daily trading volume over the years. The Dow was trading at 5300 back in 1974 and is now trading upwards of 34000. I will certainly miss all the excitement that has gone along with all the growth but, I am going to immensely enjoy this next stage going forward. Want to thank all the great people who I have have had the pleasure and privilege of working with over the years. You helped make my career a very rewarding one..

New York, Ny, Us

Part of a professional team whose responsibilities include supporting all operational facets related to the many NASDAQ domestic security exchanges and platforms. Additional accountabilities include providing high level customer support to our clients and their associated clearing entities. Products supported within the group include equities, options and government securities.

Team member at Bank of New York Mellon providing clearing and settlement knowledge to support the testing and implementation of the new “BDC” platform. BNYMellon is in the process of sun-setting their legacy GSCX and CLASS systems. • Provide subject matter expertise for all clearing and settlement related defects and inquiries.• Validate business requirement documents ensuring they follow sensible clearing and settlement protocols.• Partner with the development and QA teams for the purpose of creating functional test scripts for use by the UAT business group.

Sungard Brokerage & Securities Services is a self-clearing Broker Dealer whose daily trade volume exceeds several million executions totaling hundreds of millions of shares. Departments which report to the director are P&S, Cashiering Operations, Dividend and Reorganization, Margin, New Accounts, Client Services and Institutional Middle Office Operations. In addition to managing the clearing of Sungards customer, proprietary and sponsored access business the director is responsible for the operations support for several correspondent firms.

Responsible for all operational and middle office support related to the firms Institutional Sales (Hedge Funds and Investment Advisory accounts), Proprietary Trading, OTC Market Maker business, Fixed Income Trading and Retail Sales. Other responsibilities include reviewing the daily P&L attributed to each profit center, coordinating the firms facilities and communications and the hiring of all administrative and operational support staff.

Responsible for all facets of Capital Markets operations. Products supported include, Convertible Arbitrage trading desk, Government Repo desk, Fixed Income sales desk and Foreign Exchange trading desk. Functions supported on a daily basis included trading position reconciliation, P&S trade break resolution, P&L balancing, wiring of funds for the settlement of all FX transactions and the resolution of all open Receive & Deliver problems.

Responsible for a staff of both exempt and non-exempt employees whose functions included trades processing, receive and deliver, money transfer, reconciliation and financing of the firms trading positions thru Repos and Due Bills. Areas of expertise included all money market products.