John Jacobs's Location
Greater Chicago Area, United States, United States
John Jacobs's Contact Details
John Jacobs work email
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About John Jacobs
Seasoned Chief Compliance Officer and Chief Operating Officer and Broker-dealer compliance and alternative trading system (ATS) expert. Specialties: Securities Compliance, Electronic Trading, Hi Frequency Trading, Derivative Securities, Market Micro-structure, Bonds, US Treasury Securities, Brokerage Operations, MiFID II
John Jacobs's Current Company Details
J2 Consulting
Senior Consultant at J2 Consulting
John Jacobs Work Experience Details
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Senior ConsultantJ2 Consulting Sep 2019 - PresentConsulting services focused on broker-dealer and FCM securities compliance; new and continuing membership applications; alternative trading systems; electronic & systematic trading; equities, ETFs, futures, options and bonds
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Chief Compliance OfficerBoerboel Trading Lp And Boerboel Capital Llc Sep 2018 - Sep 2019Group Head of Compliance & Chief Compliance Officer for US BD affiliate Boerboel Trading LLC [Systematic proprietary and algorithmic trading and market making across global markets and diverse asset classes ]> Developed compliance program and oversee all compliance-related activities for the Group (US - SEC and FINRA rules, Surveillance, EU - MiFIDII and local exchange rules and obligations)> Managed the Firm’s business expanding to equity market making and arbitrage> Manage and oversee the Group’s overall Algorithmic Trading Approval process to ensure new trading teams are configured properly for financial, operational, technical, risk and compliance purposes
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Chief Operating OfficerOpenbondx Llc May 2013 - Mar 2018Miami Beach, Fl, Us[FINRA and SEC-registered broker-dealer and Alternative Trading System (ATS)]> Co-founded and helped build out Firm - employee number 3> Developed functional specification for trading system and related operational procedures -
Managing Director, Business Development, Ceo Of Bd Affiliate Obd SecuritiuesTeza Technologies May 2012 - Nov 2012Chicago, Il, Us[Systematic proprietary and algorithmic trading and market making across global markets and diverse asset classes]> Responsible for the assessment of new markets to trade and the development and execution of the project plan to address identified requirements: negotiating clearing and prime-brokerage agreements; determining the optimum method of trading gateway access and quote feed handler receipt and developing the corresponding APIs; coordinate hardware, telco and colo setup; assess the compliance, operational and risk requirements of each market and manage the development of appropriate tools to address -
Chief Operating OfficerLime Brokerage Llc Jun 2004 - Apr 2012[Lime provided high speed direct market access connectivity, market data and co-location services to all major US equity and options exchanges, ATSs and dark pools, as well as The London Stock Exchange, Tokyo Stock Exchange and CME to hedge funds, prop shops, institutional trading desks and other broker-dealers.]> Chief Operations Officer and Director of Operations: January 2006 – April 2012Supervised the Firm’s day-to-day operations and staff including Trading, Compliance, Operations and Clearing, New Accounts and Client Support while obtaining 6% market share for all US equity trading and a 10x gross revenue growth to ~$200 million/year. > Chief Compliance Officer/Assistant Director of Operations: June 2004 – January 2006Supervised all compliance-related areas for NYSE/FINRA-NASD/NFA-registered broker-dealer. Monitored compliance with all NYSE, FINRA-NASD, NFA, SEC, state, and other SRO rules and regulations; responsible for regulatory reporting, customer service and onboarding licensing and proficiency, KYC - USA PATRIOT Act compliance and anti-money laundering program, and advertising and marketing review
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Chief Compliance Officer And Chief Operating OfficerNeonet Securities Sep 2002 - Jun 2004Stockholm, Se[Lexit provided high speed direct market access connectivity and market data and co-location services to all major US and European equity exchanges and US futures and options exchanges, ECNs & ATSs to hedge funds, prop shops and institutional trading desks (now part of KCG)] -
Group Chief Compliance OfficerAscent/Meredith Asset Management Inc. Nov 2001 - Sep 2002[Through it’s SEC-registered investment-advisor, the Firm’s business was managing high net worth individual’s portfolios (equity, municipal and mutual funds), and via it’s broker-dealer affiliate, executing the corresponding trades]
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Founder And ChairmanVwheels.Com Nov 2000 - Nov 2001
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Assistant Vice President – Interest Rate Derivatives Sales And AdvisoryDresdner Kleinwort Benson Llc Apr 1997 - Nov 2000
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Senior Compliance ExaminerNational Association Of Securities Dealers (Now Finra) Aug 1994 - Sep 1995[Primary regulatory body for the US securities markets, enforce both member rules as well as SEC rules and regulations and exchange-specific requirements]
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Lieutenant – Naval Flight OfficerUnited States Navy May 1988 - Jun 1994Washington, Dc, Us> Co-pilot/Weapons System Operator in the S-3B, a ship/submarine attack airplane, aboard the aircraft carrier USS Abraham Lincoln. Completed two six-month Persian Gulf/Western Pacific deployments.> Operation Desert Storm (Gulf War), Operation Fiery Vigil (Philippines) and Operation Provide Hope (Somalia).> U.S. Navy – aircraft carrier liaison to all Allied air-forces during Operation Southern Watch (post-Desert Storm cleanup operations)> Naval Achievement Medal recipient -
Senior Compliance ExaminerNational Association Of Securities Dealers (Now Finra) Jan 1985 - May 1988[[Primary regulatory body for the US securities markets, enforce both member rules as well as SEC rules and regulations and exchange-specific requirements]
John Jacobs Skills
Options
Hedge Funds
Equities
Electronic Trading
Trading
Securities
Derivatives
Trading Systems
Capital Markets
Fixed Income
Equity Trading
Financial Services
Financial Markets
Risk Management
Series 7
Financial Risk
Finance
Fx Options
Market Data
Bonds
Finra
Swaps
Financial Modeling
Asset Management
Series 24
Emerging Markets
Alternative Investments
Portfolio Management
Equity Derivatives
Bloomberg
Back Office
Structured Finance
Prime Brokerage
Investment Advisory
Market Microstructure
Market Structure
Routing
Series 63
Proprietary Trading
Currency
Middle Office
Compliance
Risk
Smart Order Routing
Customer Relations
Operations Management
Customer Service
Aml
Anti Money Laundering
John Jacobs Education Details
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Nyu Stern School Of BusinessFinance -
Penn State UniversityFinance
Frequently Asked Questions about John Jacobs
What company does John Jacobs work for?
John Jacobs works for J2 Consulting
What is John Jacobs's role at the current company?
John Jacobs's current role is Senior Consultant at J2 Consulting.
What is John Jacobs's email address?
John Jacobs's email address is jn****@****ine.com
What is John Jacobs's direct phone number?
John Jacobs's direct phone number is +120130*****
What schools did John Jacobs attend?
John Jacobs attended Nyu Stern School Of Business, Penn State University.
What skills is John Jacobs known for?
John Jacobs has skills like Options, Hedge Funds, Equities, Electronic Trading, Trading, Securities, Derivatives, Trading Systems, Capital Markets, Fixed Income, Equity Trading, Financial Services.
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