John M. Email & Phone Number

New York City Metropolitan Area

Jersey City, New Jersey

Greater New York City Area

• Project manager responsible for managing U.S. securities regulation project, organized presentations and meetings with potential clients on distributed ledger technology regulations and issues related to whether an ICO or token-generated events subject to regulatory requirements.

New York , Ny

• Managed support operations for diversified financial services group with over $10 billion in assets under management, providing high-level oversight for over 1,500 trades each week.• Worked to maintain consistency and integrity of inbound confirmations pertaining to credit events associated with metals, agriculture and commodity indices.• Provided comprehensive support throughout trade lifecycle, addressing issues pertaining to transaction processing, settlements and FINRA audits.• Served as subject matter expert regarding hosted clearing service, providing external vendors, clients and senior management with confirmations.• Ensured accuracy of a high volume of complex and proprietary data, continually monitoring trade flow from front-end OMS to downstream systems.• Trained managerial associates, maintaining top-tier support for 250+ clients each day.

New York, Ny

• Managed key aspects of operations for over 30 traders worldwide, facilitating more than $50 million activity each day, working to strengthen business lines and performance across electronic execution, ADR conversion and arbitrage desks.• Oversaw reconciliation of up to $10 million, reviewing data pertaining to equity transactions for submission to AML teams. • Developed and implemented streamlined operational infrastructure, achieving 30% reduction in divisional headcount.• Integrated dynamic functionalities which achieved over $80,000 in annual cost savings, generating automatic confirmations and consolidating order management processes across multiple terminals.• Assumed Lead Project Manager throughout transition from 3rd party hosted OMS to Global Enterprise Platform.• Worked with executive team throughout organizational merger, successfully retaining 60% of staff following acquisition.• Earned promotion in recognition of exceptional performance, reporting to Assistant Director of Regional Operations.

Greater New York City Area

• Delivered comprehensive trade support services on behalf of leading investment bank specializing in mergers, acquisitions, advisory services and equity research, with accounts valued at over $100 million.• Worked closely with domestic and international sales traders and marketing specialists serving over 100 institutional clients, improving operations for team with $1.2 billion in trade volume.• Successfully automated confirmation system, achieving 60% improved processing speed with greatly increased accuracy.