John R. Email & Phone Number

I'm an experienced financial service professional. Due to my business acumen & grit, I'm often the go-to person for our regional investment consultants and financial advisors serving high net worth clients.After completing New York University’s Personal Financial Planning program and passing the CFP board exam on the 1st attempt I then earned my CFP designation. I am committed to ongoing personal growth through education & application. I already have my FINRA series 7, series 66 and I’m currently working on my series 24 as I prepare for greater leadership opportunities. Historically, my concentration has been in operations as we concurrently manage accounts across multiple custodians including Pershing, Charles Schwab / TDA, Fidelity NFS/IWS, etc. I’m also the operational relationship manager for the major TAMP providers we do business with including Envestnet, AssetMark, SEI, & Orion Portfolio Solutions. Whether the client needs an Individual account, IRA, Trust, or some complicated structure with pledged collateral and coordination with retirement plan administrators; we figure it out and make for smooth process.All this exposure has turned me into a capable leader who understands all processes from the ground up and leads my fellow colleague from the heart, leading by example & building them up along the way. Financial Planning & Wealth management is not my occupation; it's my “occu-passion.” I do what I do because I can & because I care; helping people live out their best lives through sound financial planning, wealth management, and the operational support that keeps it all running.

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  New York University

  Cfp Board Exam Passed On 1St Attempt