John Yip Email & Phone Number

Greater New York City Area

• Saved the bank $20MM from regulatory fines by leading a task force to remediate OTC regulatory reporting • Project lead for EBS (Electronic Blue Sheets) remediation • Lead project manager for CAT (Consolidated Audit Trail)• Participated in SIFMA and FIF Industry calls regarding CAT • Utilized Agile methodology for systems development• Redesigned and deployed risk based systems for Front Office• Wrote detailed Business Requirement documents collaborated from key stakeholders• Worked closely with IT Development to develop Technical Specifications from the Business Requirements• Used MS Project, Visio and SharePoint to ensure stakeholders were aware of project statuses• Deployed and maintained the JIRA software for issue tracking and resolution• Documented and coordinated project meetings and schedules to internal and external stakeholders• Established relationships with key stakeholders with full commitment to provide support to their respective projects• Chaired and held meetings with senior management on all regulatory fixed income initiatives • Preparation of project presentations and status reports for senior management• Worked on with Surveillance to provided data to fulfill inquiries from regulators • Built and managed SharePoint site for upcoming regulatory changes

Greater New York City Area

• Gathered business requirements for automation of a daily reconciliation function. • Worked with advanced Excel VBA macros to automate balancing and reconciliation function reducing firm exposure to risk• Daily reporting of regulatory positions to CME and adjustment/takedown of positions• Day to day collaboration with commodity exchanges in relation to break resolution and cash discrepancies• Mitigated firm risk by incorporating a process to reconcile a P&L conversion account• Responsible for reconciling and clearing of all future activity across all client accounts.• Balancing of firm books and records for trades cleared through the clearing broker.• Resolution of customer trade breaks, price changes, exercises, assignments and deliveries. • Calculation of daily margin figures and wiring margin calls daily.