John Baughman Email and Phone Number
John Baughman work email
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John Baughman personal email
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Accomplished compliance officer/risk manager with top investment bank and regulatory experience; extensive market, product and federal securities law knowledge. Skills include building compliance programs, providing advice on compliance issues, responding to regulatory inquiries, translating regulatory requirements into procedures and controls, managing conflicts of interest, risk management and resolving information barrier issues. MBA graduate with Series 3, 7, 24, 53, 63 licenses and Swap Proficiency Exam/Long Track.
New York Life Insurance Company
View- Website:
- newyorklife.com
- Company phone:
- 212-576-7000
- Company email:
- socialmedia@newyorklife.com
-
New York Life Insurance CompanyLos Gatos, Ca, Us
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Sales Development ManagerNew York Life Insurance Company Aug 2023 - PresentNew York, New York, Us -
Director, ComplianceHoulihan Lokey Mar 2021 - Aug 2023Los Angeles, Ca, Us -
Managing Director, Ficc Compliance, Swap Dealer CcoBtig Mar 2009 - May 2020
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Securities Division, Vice President, Municipal And Money Market ComplianceGoldman Sachs Sep 2007 - Jan 2009New York, New York, Us -
Director, Compliance Municipal Securities GroupUbs Apr 2005 - Sep 2007Zurich, Ch -
Senior Data AnalystMsrb Dec 1996 - Oct 2004
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Research AssistantJj Kenny 1995 - 1996
John Baughman Skills
John Baughman Education Details
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The Johns Hopkins University - Carey Business SchoolMba -
University Of Southern CaliforniaHistory
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William Penn Charter School
Frequently Asked Questions about John Baughman
What company does John Baughman work for?
John Baughman works for New York Life Insurance Company
What is John Baughman's role at the current company?
John Baughman's current role is Director of Agency Standards.
What is John Baughman's email address?
John Baughman's email address is jo****@****ast.net
What schools did John Baughman attend?
John Baughman attended The Johns Hopkins University - Carey Business School, University Of Southern California, William Penn Charter School.
What skills is John Baughman known for?
John Baughman has skills like Swap Proficiency, Series 63, Electronic Trading, Anti Money Laundering, Fixed Income, Auditing/testing Procedures, System Development, New Account Opening, Foreign Exchange Transactions, Capital Markets, Derivatives, Preferred Stock Issuance.
Who are John Baughman's colleagues?
John Baughman's colleagues are Patrick Mcgeady, Denise Slepak, Angie Leyva, Ulrike Arens, Angela Coleman, Sakshi Ghai, Jane Ray.
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