John Baughman
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John Baughman Email & Phone Number

Director of Agency Standards at New York Life Insurance Company
Location: Los Gatos, California, United States 8 work roles 3 schools
1 work email found @hl.com LinkedIn matched
✓ Verified July 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email

Work email j****@hl.com
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Current company
New York Life Insurance Company
Role
Director of Agency Standards
Location
Los Gatos, California, United States

Who is John Baughman? Overview

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Quick answer

John Baughman is listed as Director of Agency Standards at New York Life Insurance Company, based in Los Gatos, California, United States. AeroLeads shows a work email signal at hl.com and a matched LinkedIn profile for John Baughman.

John Baughman previously worked as Sales Development Manager at New York Life Insurance Company and Director, Compliance at Houlihan Lokey. John Baughman holds Mba from The Johns Hopkins University - Carey Business School.

Company email context

Email format at New York Life Insurance Company

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{first_initial}{last}@hl.com
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AeroLeads found 1 current-domain work email signal for John Baughman. Compare company email patterns before reaching out.

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Profile bio

About John Baughman

Accomplished compliance officer/risk manager with top investment bank and regulatory experience; extensive market, product and federal securities law knowledge. Skills include building compliance programs, providing advice on compliance issues, responding to regulatory inquiries, translating regulatory requirements into procedures and controls, managing conflicts of interest, risk management and resolving information barrier issues. MBA graduate with Series 3, 7, 24, 53, 63 licenses and Swap Proficiency Exam/Long Track.

Listed skills include Swap Proficiency, Series 63, Electronic Trading, Anti Money Laundering, and 33 others.

Current workplace

John Baughman's current company

Company context helps verify the profile and gives searchers a useful next step.

New York Life Insurance Company
New York Life Insurance Company
Director of Agency Standards
Los Gatos, CA, US
Website
newyorklife.com
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Company profile
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8 roles · 32 years

John Baughman work experience

A career timeline built from the work history available for this profile.

Director, Compliance

Houlihan Lokey

Los Angeles, Ca, Us

Mar 2021 - Aug 2023

Managing Director, Ficc Compliance, Swap Dealer Cco

Btig
Mar 2009 - May 2020

Securities Division, Vice President, Municipal And Money Market Compliance

Goldman Sachs

New York, New York, Us

Sep 2007 - Jan 2009

Director, Compliance Municipal Securities Group

Ubs

Zurich, Ch

Apr 2005 - Sep 2007

Senior Data Analyst

Msrb
Dec 1996 - Oct 2004

Research Assistant

Jj Kenny
1995 - 1996 ~1 yr
Team & coworkers

Colleagues at New York Life Insurance Company

Other employees you can reach at newyorklife.com. View company contacts →

BM Brian Mcclatchy Brian Mcclatchy Colleague at New York Life Insurance CompanyGreater Philadelphia, United States View → WC Winfield Carson Winfield Carson Colleague at New York Life Insurance CompanyAtlanta Metropolitan Area, United States View → SB Samantha Barrientos Samantha Barrientos Colleague at New York Life Insurance CompanySan Antonio, Texas, United States View → JC Jack Costa Jack Costa Colleague at New York Life Insurance CompanyStaten Island, New York, United States View → WM Walter Martinez Walter Martinez Colleague at New York Life Insurance CompanyBellevue, Washington, United States View → BB Brian Bennett Brian Bennett Colleague at New York Life Insurance CompanyBrooklyn, New York, United States View → FV Frank Valarezo Frank Valarezo Colleague at New York Life Insurance CompanyGreenville, North Carolina, United States View → VS Venkatesh Sadagopan Venkatesh Sadagopan Colleague at New York Life Insurance CompanyNew York City Metropolitan Area, United States View → FM Frank Martino Frank Martino Colleague at New York Life Insurance CompanyClark, New Jersey, United States View → LP Linsay Prentice Linsay Prentice Colleague at New York Life Insurance CompanyEast Liverpool, Ohio, United States View →
3 education records

John Baughman education

Mba

The Johns Hopkins University - Carey Business School

Ba, History

University Of Southern California

Education record

William Penn Charter School
FAQ

Frequently asked questions about John Baughman

Quick answers generated from the profile data available on this page.

What company does John Baughman work for?

John Baughman works for New York Life Insurance Company.

What is John Baughman's role at New York Life Insurance Company?

John Baughman is listed as Director of Agency Standards at New York Life Insurance Company.

What is John Baughman's email address?

AeroLeads has found 1 work email signal at @hl.com for John Baughman at New York Life Insurance Company.

Where is John Baughman based?

John Baughman is based in Los Gatos, California, United States while working with New York Life Insurance Company.

What companies has John Baughman worked for?

John Baughman has worked for New York Life Insurance Company, Houlihan Lokey, Btig, Goldman Sachs, and Ubs.

Who are John Baughman's colleagues at New York Life Insurance Company?

John Baughman's colleagues at New York Life Insurance Company include Brian Mcclatchy, Winfield Carson, Samantha Barrientos, Jack Costa, and Walter Martinez.

How can I contact John Baughman?

You can use AeroLeads to view verified contact signals for John Baughman at New York Life Insurance Company, including work email, phone, and LinkedIn data when available.

What schools did John Baughman attend?

John Baughman holds Mba from The Johns Hopkins University - Carey Business School.

What skills is John Baughman known for?

John Baughman is listed with skills including Swap Proficiency, Series 63, Electronic Trading, Anti Money Laundering, Fixed Income, Auditing/Testing Procedures, System Development, and New Account Opening.

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