John Broderick Email & Phone Number

Dallas/Fort Worth Area

Worked at TD Ameritrade two separate times from 2008 to 2009, then again from 2012 to 2014KEY POSITION ACCOMPLISHMENTS • Structured fixed income portfolios for high net worth clients ($5+ million) • Led weekly conference calls on fixed income market conditions and product strategy • Traded Fixed Income Securities using the Knight Trading Platform • Worked with branch consultants to help capture new business • Frequent communication liaison between trusties and CPAs on investment strategiesSPECIALTIES • High-Net Worth Portfolios Management • Capital Markets Advisor • Consultative Selling Expert • Financial Accounts • Market Driven Opportunities • Investment Opportunities • Team Player • Team Leader • Strong Financial Business Acumen • Relationship Builder • Strategic Planning • Insightful

Dallas/Fort Worth Area

KEY POSITION ACCOMPLISHMENTS • Participated in successful private equity raise of $120 million for Pharos Capital • Participated in successful private equity raise of $70 million for Valesco Commerce Street Capital • Organized FDIC community development investment conferences attended by 100+ bankers • Participated in three Community Bank Capital raises in Arlington, TX, Greensboro, NC, and Evansville, IN.SPECIALTIES • High-Net Worth Portfolios Management • Capital Markets Advisor • Consultative Selling Expert • Financial Accounts • Market Driven Opportunities • Investment Opportunities • Team Player • Team Leader • Strong Financial Business Acumen • Relationship Builder • Strategic Planning • Insightful

Dallas/Fort Worth Area

KEY POSITION ACCOMPLISHMENTS • Used fee-based marketing of all investment products including fixed income, equities, and insurance • Served small institutional and high net worth accounts • Used modern portfolio theory of asset allocation, risk analysis, and performance modeling SPECIALTIES • High-Net Worth Portfolios Management • Capital Markets Advisor • Consultative Selling Expert • Financial Accounts • Market Driven Opportunities • Investment Opportunities • Team Player • Team Leader • Strong Financial Business Acumen • Relationship Builder • Strategic Planning • Insightful

Dallas/Fort Worth Area

• Managed $300 million fixed income portfolio • Outperformed Lehman aggregate bond index • Member of investment committee of $1 billion registered investment advisor • Held Texas Real Estate LicenseSPECIALTIES • High-Net Worth Portfolios Management • Capital Markets Advisor • Consultative Selling Expert • Financial Accounts • Market Driven Opportunities • Investment Opportunities • Team Player • Team Leader • Strong Financial Business Acumen • Relationship Builder • Strategic Planning • Insightful

Dallas/Fort Worth Area

RBC Wealth Management offers full service investment, fiduciary and retirement services to private and public companies as well as unions, colleges, universities, non-profits and governmental organizations. • Led marketing effort for $ 6 billion investment consulting practice • Clients included: - VIA Metropolitan Transit (San Antonio) - Texas Health Resources - Temple, TX Fire Pension Plan - and others SPECIALTIES • High-Net Worth Portfolios Management • Capital Markets Advisor • Consultative Selling Expert • Financial Accounts • Market Driven Opportunities • Investment Opportunities • Team Player • Team Leader • Strong Financial Business Acumen • Relationship Builder • Strategic Planning • Insightful

Dallas/Fort Worth Area

• Held positions on the Institutional Sales and Corporate Finance Teams of Credit Suisse (Formerly First Boston Corporation) and Lehman Brothers • Clients included: - Exxon Mobil Corporation - Shell Oil Pension - American Airlines (AMR) - AIM Advisors (Invesco) - Fayez Sarofim - Charles Schwab - USAA • Ford Motor Company - Corporate Finance staff SPECIALTIES • High-Net Worth Portfolios Management • Capital Markets Advisor • Consultative Selling Expert • Financial Accounts • Market Driven Opportunities • Investment Opportunities • Team Player • Team Leader • Strong Financial Business Acumen • Relationship Builder • Strategic Planning • Insightful

Master Of Business Administration (M.B.A.), Finance And Financial Management Services

Activities and Societies: Former President of The MBA House - Graduate Level Dormitory for MBA students

Bachelor'S Degree, Economics