John Cataldo Email & Phone Number

I have engaged in practice as a regulator and private counsel. I specialized in securities law and regulatory initiatives and I engaged in general litigation, business consulting, and estate planning. I am a former member of the Executive Committee for Investors Capital® where I directed their Compliance, Field Supervisory, Regulatory and Licensing operations. I have been involved in securities regulation for my entire career, starting at the Securities Division of the Office of the Secretary of the Commonwealth of Massachusetts, and continuing in my legal career both at a major international law firm and then in my own law practice, which I ultimately merged into D'AmbrosIo Brown LLP.

Listed skills include Securities Regulation, Corporate Governanace, Securities Litigation, Estate Planning, and 4 others.