John Caruana Email & Phone Number

Malta

Malta

Providing consultancy services in the areas of AML & GDPR

Malta

Fellow Member of the Malta Association of Compliance Officers

Malta

Lecturing in Financial Services and Compliance Programme

Malta

Have been selected to lecture on Derivatives on a casual basis by the University of Malta for the Certificate of Finance in International Trade.Currently delivering tutorials on Foundations of Finance

Malta

- Approved Data Protection Officer (Key Function - Privacy) by the Malta Gaming Authority- Providing Advice related to Data Privacy to Lux Entertainment Limited, a company registered in Malta within the Gaming industry

Malta

Malta

Director, Compliance Officer of the following funds:- The Timeless Uranium Fund - The Timeless US Growth Fund - The Timeless Precious Metal Fund - Sierra Madre Gold and Silver Venture Capital FundI was appointed MLRO of the above companies in February 2016.www.timeless-funds.com

Malta

- Managing the day-to-day running of the company- Strengthening the company's image- Meeting key individuals and introducing them to the company and its investment manager- Attending seminars, meetings and conferences within the funds industry- Ensuring there are internal and external procedures in place to protect the company from ML/FT- Creating and enhancing procedures manuals- Overlooking the company's compliance function and its obligations - Communicating with the MFSA and FIAU when required- Attending training on AML and compliance related areas

Malta

We specialise in FX trading services with leverage trading of up to 1:500 depending on the customer's risk profile. Domino Forex is licensed under the Malta Financial Services Authority as an investment services provider with a Category III license. One may also download a demo of our trading platform at no charge from www.dominoeurope.eu

Malta

Many businesses in Malta rely on imports and exports from and to foreign countries. In such a globalised world, foreign currency is usually part of the business scenario. This brings with it foreign exchange risk. Some businesses may take such risk forgranted, others may take this seriously - and here is where our services would be an asset. We can offer tailor-made strategies to hedge currency exposure in line with the expectations and needs of our clients. We believe in long term relationships based on trust, and after 30 years of service, AFEX will guarantee a professional and efficient service to our clients. We hedge currency exposures by the use of Options and Forward contracts. Most of our strategies come without cost and hence our clients will benefit from protection whilst decreasing their operational costs. Finally, at AFEX we believe in regular communication with existing and prospective clients. If you would like to know more about our professional service without any obligation whatsoever, you are welcome to contact us at your convenience.

San Gwann

In a nutshell, my duty at Fexserv is to position the company within the local financial industry, maintain and enhance long term relationships with existing clients while introducing new clients to the company's database. I am also responsible for the day-to-day running of the investments department where I report directly to the General Manager and to the board of Directors. I hold meetings with foreign investment providers on a regular basis in order to keep updated as much as possible on the current strategies from foreign fund managers. It is also my duty to analyze clients' portfolios and point out current opportunities available in the market. I also create diversified portfolios for clients after performing an asset allocation analysis of the underlying assets of funds in line with the client's particular financial requirements.At Fexserv we represent Jupiter Unit Trust Managers Ltd, who are based in London, UK, exclusively in Malta. This gives us the ability to create diversified portfolios for clients with relatively small amounts of money due to low minimum investment requirement. You may visit www.jupiteronline.co.uk to download their whole range of funds. We can also offer other third party managed funds from well known investment providers & asset management companies such as Invesco Global Asset Management.

Malta

During my employment at GC I had the responsibility of a number of retail clients where I serviced them regularly on their investment needs. I was also involved in offering insurance products to customers as part of their portfolio of investments and or to protect themselves and their family from future uncertainties.

As Property Advisor my role was to analyse potential properties, advice on the selling price and find the right individuals who would like to invest in such a property as part of a portfolio of their investments.

Certified Information Privacy Professional/Europe (Cipp/E), Data Protection, Pass

The CIPP is the global standard in privacy certification. Developed and launched by the IAPP with leading subject matter experts, the CIPP.

Certified Information Privacy Manager (Cipm), Data Privacy, Pass

Award In Anti Money Laundering, Aml/Ft, Pass With Distinction

Activities and Societies: AML/FTThe course focused on Anti-Money Laundering and Financing of Terrorism. The following subjects were.

Principles Of Investment Services Supervision And Regulation, Compliance, Pass

Activities and Societies: Compliance in relation to investment servicesThe course was an elective as part of the Diploma in Financial.

Master Of Science (M.Sc.), Banking & Finance, Merit

M.Sc. successfully completed - will graduate in December 2015. Dissertation title: Effects of built-In premium on the outcome.

B.Com (Hons), Banking & Finance

B.Com, Economics, Banking & Finance