Manage a team of Technology Risk and Control Officers for BBH Technology Organization. Provide management oversight for Technology Audit / Regulatory engagements, risk assessments (FFIEC, NYSDFS, RCSA), risk identification, assessment, response, monitoring and reporting.

Technology Risk and Control Officer for Global Application Development, QM and CTO. Provide management oversight for Technology Audit / Regulatory engagements, risk assessments (FFIEC, NYSDFS, RCSA), risk identification, assessment, response, monitoring and reporting.

Executive Director - Regulatory, Internal and External Audit Engagement Manager, Morgan Stanley Wealth Management (2013 – 2016)Managed IT response to Regulatory, Internal and External Audits, with a focus on audit improvement process and ensuring IT participants were aware, prepared and knew what to expect. Managed Technology participation and response to six annual SSAE16 reviews. Managed annual and ad-hoc risk assessments to identify key risks to business objectives.Executive Director - Senior Risk Officer, Morgan Stanley Investment Management (2010 – 2013)Managed the implementation of all aspects of the risk function, including implementation of processes, tools and systems to identify, assess, respond and mitigate, monitor and report risks to provide reasonable assurance that IT is aligned with the achievement of business objectives, undesired events are detected, prevented and corrected and that IT risks are managed appropriately.Vice President - Quality Assurance Manager, Morgan Stanley Investment Management (2006 – 2010)Built and managed a Quality Assurance function, leveraging an onsite / offshore dual vendor model that supported key projects that facilitated the achievement of business objectives. Application Support Manager, Morgan Stanley Investment Management (2001 – 2006)Managed the global MSIM Application Support Team (MAST), leveraging a follow-the-sun support model across five locations and four time zones. Unix Operations North America Manager, Morgan Stanley Enterprise Infrastructure (2000 – 2002)Managed Unix Operations supporting Institutional Sales & Trading, including scheduled maintenance and oversight of infrastructure projects impacting the division.

Managed Windows NT & UNIX level two support groups, responsible for infrastructure in two NY metro area data centers

Novell & Windows Administrator supporting a diverse trading floor and back office environment