John Witt Email & Phone Number

Greater New York City Area

Consultant - Ally Invest Ally Invest sought guidance in reviewing procedures and policies pertaining to the use and distribution of market data from the various exchanges. Performed a review to ensure the enterprise was compliant with the exchange agreements and was reporting usage accurately. Reviewed and made recommendations for improving various processes, tracking client usage and reporting.Project Manager - E*TradeE*TRADE acquired Trust Company of America (TCA) and embarked on a conversion and integration project to consolidate the books and records, and the TCA processes onto the E*TRADE platform. Integral to the project, E*TRADE required assistance in the research, development, documentation, and consensus building of process workflows belonging to both E*TRADE and TCA.o Facilitated the discovery and documentation of current workflow processes. Led the Client’s project team through decision making and consensus building exercises to determine the future state Intraday o Identified proposed functionality to migrate future post integration capabilities.o Facilitated workshops, as necessary, to articulate a Day 1 Service/Operations model and the future state technical development.Technology Lead - ICBCFS Multi-year project, managing a back-office conversion and redesign of middle & front office systems.o Supported system architecture design (MQ, Database design, middle and front office objects).o Determined data lineage from new back office system to ensure data integrity and transmission performance.Technology Data & Interfaces Lead - Scottrade/TD Ameritrade Multi-year project managing the technology re-platforming for a major online broker/dealer.o Analysis and data transformation via SQL.o System integration and implementation.o Compliance reporting (LTID, AIC, LOPR).o Operational process re-engineering to meet regulatory and system data requirements.

Contracted to manage the operational readiness for a major client migration to a books and records system. Coordinated issue resolution, worked to finalize requirements with client, architected reporting procedures, and worked with offshore team to ensure deliverables were met.

Greater Chicago Area

Delivered and managed project plan to successfully migrate from one clearing system to another. Project included multiple internal systems, trading platforms, and exchanges. Managed project to integrate multiple data sources to a single back-end data warehouse which ultimately served as the source for Cognos, business intelligence reporting platform. Worked with various business units and defined key metrics to guild multiple levels of management. Lead in system design and managed project surrounding security mastering for the purposes of internalizing customer orders. The initiative involved coordination with various vendors and exchanges as well as internal business units.

California

Lead, oversaw and organized plans, tracking, analyses, reporting and presentation of financial and operational performance outcomes to executive management through financial and business models and tools. Streamlined reporting procedures and spare-headed the creation of BI (Business Intelligence). Worked closely with all levels of management and technology to implement automated reporting system.

California

Reviewed existing operations, developed systems to streamline manual processes, working with management staff to deploy corrective action plans. Identified critical errors and provides solutions meeting business, technology, and compliance requirements. Networked with multiple organizational divisions and vendors throughout project life cycles. Created and refined metrics and reporting systems. Converted solutions, defined requirements, data mapping, process re-engineering for conversion to Broadridge's back office system.

Conducted data analysis and data mining of call center statistics. Compiled reports for management and proposed corrective action plans to raise operational service performance and efficiencies. Identified and corrected errors in customer feedback logs. Automated reporting processes to improve report generation time.

Managed approval processes for website orders. Communicated with multiple market centers to execute client transactions. Partnered with a customer service branch to improve client satisfaction levels.

California

Contracted to build a complex database for tracking patient assessments, including a custom user interface for data entry. Automated medical report generation and statistical analysis for government audit and research purposes. Successfully created an application saving ~two hours per day on patient population research and eliminated nearly three clerical positions.

Identified clients needs and investment goals, as well as provided customized strategies aimed to achieve future financial objectives. Managed account portfolios.

Liaised between fund managers and investors, as a primary resource on available investment products. Acted as primary information source on international funds and global conditions affecting fund performance. Designed and led a training for new employees focused on customer relations and transaction processing.

Bachelor Of Science (Bs), Finance

Bachelor Of Science (Bs), Insurance