John Vergel De Dios, Ctp Email & Phone Number

Glen Rock, Nj, Us

New York City Metropolitan Area

Managed Treasury globally with staff in 6 countries including offshore centers responsible for all funding and payments for the company, fx hedging, and bank relations for a global private equity backed fintechResponsible for planning and borrowing from the firm’s loan facility in various currencies and tenors while monitoring capital markets activity as well as managing the required collateralOptimized use of firm wide cash through intercompany pooling and funding, detailed cash forecasting, and payment prioritization strategies over various time zones, currencies, and legal entitiesResponsible for and hedged fx currency exposure for currencies globally including those in less liquid local markets Implemented cash and liquidity performance indicators, limits, and liquidity stress testing Sourced and managed global banking relationships and optimized accounts in the bank account intensive money transfer industry covering over 80 banks globallyImplemented controls and various Treasury policies (investment, fx, funding, cash flow forecasting, bank account, safeguarding, etc.)

Greater New York City Area

Responsible for firm wide liquidity risk stress testing including production and recalibrations of methodologies especially for new businesses around securities lendingDirected the production, monitoring, recalibration, and forecasting of the Bank’s liquidity metrics including external market early warning indicators as well as Board level liquidity limitsInstituted risk management on the Bank’s foreign exchange activity implementing reporting, limits, and stress testing Addressed gaps in the Bank’s liquidity data processes and data governance as part of a Bank wide effort on improved reportingRevamped the Firm’s liquidity policies, procedures, and guidelines to better reflect the Bank’s regulatory requirements as well as liquidity optimization effortsRepresented Treasury at CFO & CRO led committees as well as regulatory meetings and provided updates and recommendation on liquidity related issues

Responsible for firm wide liquidity risk management and advised the CEO, CFO, Treasurer, and other Asset and Liability Committee members on liquidity matters especially during the Firm’s sale of over 30% of its assets and subsequent record capital and debt actionsRevamped the Firm’s liquidity stress testing by instituting various new stress scenarios and drivers as well as creating liquidity stress model documentation including analysis and data support for all methodologiesEnsured regulatory compliance with Enhanced Prudential Standards (EPS) for the newly formed $50bn+ bank holding company through the establishment of ad-hoc scenario stress testing, legal entity liquidity risk management, early warning indicators and limits, intraday risk management, and collateral monitoringRemediated regulatory matters from the Federal Reserve and OCC and ensured regulatory compliance including the Firm’s first 2052a and Liquidity Coverage Ratio submissions Created the Firm’s liquidity annual review process to ensure the Firm’s liquidity practices are in compliance, accurate, and is current and reflected the Firm’s changing asset and liquidity profile Initiated the Firm’s first full contingency funding plan test involving all senior management

Responsible for all liquidity risk for Deutsche Bank Americas. Set up policy, risk managed, and conducted daily liquidity stress testing for entities in DB Americas including intraday liquidity riskRan the Asset and Liability Committee (ALCO) monthly meetings and represented Treasury on various BoardsRemediated various MRAs from regulators and regularly met with the Federal Reserve, Bafin, SEC, and FINRA Led various projects as subject matter expert to comply with global regulatory recommendations and requirements (Basel & Fed LCR & NSFR, EPS BHC & FBO Rules, IHC implementation, TLAC, intraday and inter company liquidity risk, etc.) including Resolution and Recovery PlanningMain point of contact for the Firm's American clients on capital and liquidity matters Responsible for firmwide USD liquidity risk management and stress testing as well as solutions for improving the Firm's overall USD liquidity Implemented and responsible for global framework for measuring, stress testing, and limiting wholesale funding (secured and unsecured) liquidity risk including asset backed commercial paper conduitsMember of various legal entity boards and represented Treasurer at internal and external engagements

Managed reporting of Firm boxed inventory and coordinated Firm wide efforts to increase secured borrowing against boxed collateral both through the repo market and bilateral facilities Actively worked with business units on efficient funding of assets such as securities, real estate, and loansProvided liquidity risk analytics for New Bank, a Fed sponsored private-sector initiative to create a dormant bank to settle securities if the market were to lose confidence in an existing clearing bankResponsible for reporting and optimization of non traditional sources of cash capital: Firm bank subsidiary liabilities, bilateral bank facilities, and funding conduitsReported, forecasted, and set policy for contingent liquidity risk with a focus on forward liquidity risk from maturing debt and contingent lending commitmentsProvided ad hoc liquidity reporting to regulators and rating agencies

Head of Asia Business Planning and Analysis providing comprehensive reporting of revenue, expenses, balance sheet, and sales for the entire Asia regionHead of Liquid Markets Product Control and responsible for reporting of daily p/l, estimates, and commentary as well as postings to the general ledger for the Derivatives, FX, Governments, and Financing Businesses

Analyzed Latin American Derivatives and Local Instruments Book consisting of foreign exchange options, futures, forwards, non-deliverable forwards, swaps, and bonds, for accuracy of risk positionsResponsible for verifying and reporting all trading P/L and credit exposureKept track of all deals pricing and of cash positions for high volume Mexico BookResolved any problems or issues as traders’ liaison to finance, operations, and other areas

Monitored traders’ positions and assisted in the delta hedging of portfolios and exercise of all optionsQuoted spot and forward rates in USD/JPY and other currencies to corporate customersProvided customers with market analysis and economic and political events affecting the FX marketResponsible for funding all of the bank’s currency account balances through inter bank swaps

Ba, Economics, East Asian Studies

Japanese Studies

Education record