John Yoder Email & Phone Number
@tiaa.org
2 phones found area 574
LinkedIn matched
Who is John Yoder? Overview
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John Yoder is listed as Director and Associate General Counsel at TIAA, a with 13563 employees, based in Denver Metropolitan Area, United States. AeroLeads shows a work email signal at tiaa.org, phone signal with area code 574, and a matched LinkedIn profile for John Yoder.
John Yoder previously worked as Director & Associate General Counsel at Tiaa and Partner at Practus, Llp. John Yoder holds B.S., Economics With University Honors from Brigham Young University.
Email format at TIAA
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AeroLeads found 1 current-domain work email signal for John Yoder. Compare company email patterns before reaching out.
About John Yoder
Accomplished adviser and trusted business partner with record of guiding financial services companies to creative solutions for complex legal matters. Outstanding ability to guide business in the creation of products and solutions in a way that meets business goals and achieves regulatory compliance. Focused on collaborating with colleagues and business partners by building strong relationships based on trust and respect. I create value for my firm by guiding it through the industry's complex regulatory framework, enabling successful business outcomes and focusing on the client.
Listed skills include Securities, Corporate Law, Mutual Funds, Compliance, and 38 others.
John Yoder's current company
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John Yoder work experience
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Director & Associate General Counsel
Current• Advise wealth management, brokerage and advisory business of dually registered broker-dealer/investment adviser including digital advisory tools and financial planning. • Guide on corporate strategy matters including optimal legal structure of Wealth Management business.• Negotiate and execute M&A transactions involving sale of TIAA Bank and other TIAA-owned companies.• Close deals for TIAA general account regarding investments in Nuveen private funds and other U.S. and foreign private funds. • Advise on regulatory matters: SEC, FINRA and DOL/ERISA rules; examinations; policies and procedures.• Create and negotiate distribution arrangements with third-parties for investment products including mutual funds, CITs and variable annuities.
Partner
Served as counsel to ETFs and mutual funds, investment advisers and broker-dealers. Advised clients on corporate governance matters involving fund boards and independent trustees. Worked with various firms to enhance their compliance with complex securities regulations.
Vp & Associate General Counsel
Advised newly acquired ETF business on a diverse set of legal and compliance matters. Guided the business through the resulting integration by renegotiating key contracts with service providers and working with established mutual fund board on their new oversight responsibilities. As a result of these efforts, launched 15 smart-Beta ETFs and developed distribution and technology arrangements to market and sell them.
Vp & Assistant Counsel
I worked on the corporate, contracts and regulatory team covering various projects impacting OppenheimerFunds' mutual fund, ETF and advisory businesses. I established OppenheimerFunds as a CTA and CPO and ensured that related CFTC and NFA rules were being followed. I also implemented new SEC and FINRA rules. On the board team, I prepared and reviewed board materials and presented them to the board. As a member of the contracts team, I negotiated hundreds of corporate and IP contracts.
Senior Counsel, Division Of Investment Management
Advised on investment company and investment advisers' requests to operate novel processes and structures involving ETFs, funds of funds, manager of managers, cash sweep and securities lending arrangements. After reviewing and commenting on these requests, I issued exemptive orders or no-action letters. Reviewed registration statements, conducted compliance examinations of investment companies and investment advisers and assisted with enforcement matters.
Colleagues at TIAA
Other employees you can reach at tiaa.org. View company contacts for 13563 employees →
Tiffany Kennedy
Colleague at TiaaLittleton, Colorado, United States
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Holly Wesley
Colleague at TiaaDallas-Fort Worth Metroplex, United States
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Sangeetha Bokkasam
Colleague at TiaaBengaluru, Karnataka, India
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Michael Crowell
Colleague at TiaaFort Mill, South Carolina, United States
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Jeff Via
Colleague at TiaaGrain Valley, Missouri, United States
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Eunice Hyder
Colleague at TiaaAuburn, Washington, United States
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Robert Futch
Colleague at TiaaConcord, North Carolina, United States
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Karsten Friis Hansen
Colleague at TiaaHuntersville, North Carolina, United States
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Bryant Potts
Colleague at TiaaCharlotte, North Carolina, United States
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Anthony Spencer
Colleague at TiaaCharlotte, North Carolina, United States
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John Yoder education
B.S., Economics With University Honors
J.D., Law
Passed Level I Of The Cfa Program
Frequently asked questions about John Yoder
Quick answers generated from the profile data available on this page.
What company does John Yoder work for?
John Yoder works for TIAA.
What is John Yoder's role at TIAA?
John Yoder is listed as Director and Associate General Counsel at TIAA.
What is John Yoder's email address?
AeroLeads has found 1 work email signal at @tiaa.org for John Yoder at TIAA.
What is John Yoder's phone number?
AeroLeads has found 2 phone signal(s) with area code 574 for John Yoder at TIAA.
Where is John Yoder based?
John Yoder is based in Denver Metropolitan Area, United States while working with TIAA.
What companies has John Yoder worked for?
John Yoder has worked for Tiaa, Practus, Llp, Oppenheimerfunds, and Us Securities And Exchange Commission.
Who are John Yoder's colleagues at TIAA?
John Yoder's colleagues at TIAA include Tiffany Kennedy, Holly Wesley, Sangeetha Bokkasam, Michael Crowell, and Jeff Via.
How can I contact John Yoder?
You can use AeroLeads to view verified contact signals for John Yoder at TIAA, including work email, phone, and LinkedIn data when available.
What schools did John Yoder attend?
John Yoder holds B.S., Economics With University Honors from Brigham Young University.
What skills is John Yoder known for?
John Yoder is listed with skills including Securities, Corporate Law, Mutual Funds, Compliance, Derivatives, Investment Advisers Act, Investment Company Act, and Etfs.
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