Jon Hicks Email and Phone Number
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Experienced Assistant Vice President Compliance with a demonstrated history of working in the banking industry. Skilled in Banking, Risk Frameworks, Risk Management, Operational Risk, and Code of Conduct. Strong finance professional graduated from Chartered Bankers Institute.
Barclays Uk
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Assistant Vice President ComplianceBarclays Uk Jul 2014 - PresentLondon, United KingdomI am currently AVP in the Barclays UK Compliance Policies and Standards Team.• Subject matter expert regarding the implementation of Compliance Global Policies and Standards in line with the Risk Management Frameworks.• Drafting key documents (Business Standards, Compliance Guidance on Regulatory Requirements).• Engagement with the Barclays UK control teams to drive business implementation of Compliance Global Policies and supporting the creation of Business Control Standards across Barclays UK.
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VariousBarclays May 2004 - PresentKent And LondonA variety of Compliance roles, starting in QA and Investigations, through Reg Affairs and UK Retail governance, formulating Conduct Risk Frameworks until currently, supporting Business Lines in developing Policies and Standards. -
Compliance ManagerBarclays Sep 2013 - Jul 20141 Churchill PlaceA year long secondment to the Conduct Risk Team, formulating the Conduct Principle and Key Risk Frameworks for Barclays Bank.
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Compliance Manager - Reporting And PolicyBarclays Dec 2010 - Sep 2013• Creation, maintenance and governance of UK RBB Compliance Standards and the UK Retail and Business Banking Compliance Governance Library.• Provide guidance, support and tailored feedback to Barclays Retail Bank colleagues on Compliance Policies• Manage the annual FSA/FCA Fees Tariff Data Return, advising UK RBB Finance on regulatory requirements, providing robust check and challenge on all returns.
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Compliance Investigations AnalystBarclays May 2004 - Dec 2010Kings Hill, Kent• Identify and Investigate breaches of both internal and regulatory standards on Retail Investment Sales.• Plan and execute high profile focussed reviews of sales conduct, processes and products, including related remediation programmes.
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Income Drawdown Team LeaderAmp (Npi Ltd) Jun 2001 - Apr 2004Operational management of servicing and claims team for the NPI Income Drawdown team, including workflow control, client liaison, complaint investigation, implementation of change management projects.Team Leader role involved managing a team of 13 including performance management, staff appraisals and co-ordination of training and competence regime.
Jon Hicks Skills
Jon Hicks Education Details
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Chartered Bankers InstituteDiploma In Investment Planning (Rdr Level 4) -
Chartered Insurance InstituteFinancial Planning Certificates (Fpc 1-3)
Frequently Asked Questions about Jon Hicks
What company does Jon Hicks work for?
Jon Hicks works for Barclays Uk
What is Jon Hicks's role at the current company?
Jon Hicks's current role is Compliance Assistant Vice President at Barclays.
What is Jon Hicks's email address?
Jon Hicks's email address is jo****@****ays.com
What schools did Jon Hicks attend?
Jon Hicks attended Chartered Bankers Institute, Chartered Insurance Institute, Leeds Metropolitan University.
What skills is Jon Hicks known for?
Jon Hicks has skills like Governance, Operational Risk, Conduct Risk Management, Conformance Testing And Review, Risk Frameworks, Fca Fee Data Reporting, Policy And Standards Development, Financial Services, Banking, Risk Management, Stakeholder Management.
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