Jon Stanfield Email & Phone Number
@vsrfs.com
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Who is Jon Stanfield? Overview
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Jon Stanfield is listed as Partner at Rees, Kincaid & Stanfield Law, a with 3 employees, based in Overland Park, Kansas, United States. AeroLeads shows a work email signal at vsrfs.com and a matched LinkedIn profile for Jon Stanfield.
Jon Stanfield previously worked as VP, Chief Compliance Officer at Lexaurum Advisors Llc and Of Counsel at Rees And Kincaid. Jon Stanfield holds Jd from The George Washington University Law School.
Email format at Rees, Kincaid & Stanfield Law
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About Jon Stanfield
I have over 25 years experience practicing law in the U.S. Army and as Corporate Counsel of a federally registered RIA and national independent Broker-Dealer. My litigation experience includes criminal prosecution and defense (over 25 cases), financial industry arbitration defense (over 100 cases), and defense of regulatory actions brought by the SEC, FINRA, NFA, and state regulators. Significant cases in the Army included lead counsel on a contested murder trial and defending soldiers on a high profile prison misconduct case in Iraq. At VSR, I litigated multi-million dollar disputes involving selling away claims and suitability claims from the Great Recession. Proud graduate of the University of Michigan in Ann Arbor, MI (undergraduate) and from the George Washington University Law School in Washington, D.C. Currently holds Series 66 and is a member of the Kansas, Missouri, and South Dakota Bars.Specialties: RIA and Broker-Dealer Compliance, Management, and Operations. Securities litigation, arbitration, mediation, and expert witness. Anti-Money Laundering. Federal and UCMJ Criminal Law and other military related issues. Wills, Trusts, Estate Administration and Planning.Advisory Services offered through LexAurum Advisors, LLC, an SEC registered investment adviser.
Listed skills include Securities, Arbitration, Defense, Mediation, and 22 others.
Jon Stanfield's current company
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Jon Stanfield work experience
A career timeline built from the work history available for this profile.
Partner
CurrentVp, Chief Compliance Officer
CurrentOf Counsel
Estate Planning and Administration.
Of Counsel
Provided full service legal advice, representation, and business/compliance consulting to federally registered RIAs, Broker-Dealers, and insurance companies. Represented respondents/defendants in FINRA arbitration claims, state or federal court actions, and regulatory matters before FINRA, the SEC, the NFA, or state actions by Kansas or Missouri. Expertly assisted soldiers, sailors, marines and airmen with UCMJ criminal or adverse administrative matters.
President
Responsible for day-to-day operations and implementing strategic objectives for national, independent broker-dealer and SEC registered investment adviser located in Overland Park, Kansas with retail branch offices in approximately 36 states. Also manages firm's legal risk exposure and compliance with state and federal securities laws and advisory rules and regulations.
Co-President, Vsr
See description of President duties noted above.
Corporate Counsel, Vsr
Primary legal advisor to CEO and Board of a fast growing, independent, full-service broker-dealer and federally registered investment adviser. Defended the firm against all litigation in civil courts and securities industry arbitrations. Served as a full voting member of the firm's executive committee with focus on risk management, dispute resolution, regulatory compliance, and succession planning. Prepared and delivered professional, effective training to firm advisors and staff. Drafted… Show more Primary legal advisor to CEO and Board of a fast growing, independent, full-service broker-dealer and federally registered investment adviser. Defended the firm against all litigation in civil courts and securities industry arbitrations. Served as a full voting member of the firm's executive committee with focus on risk management, dispute resolution, regulatory compliance, and succession planning. Prepared and delivered professional, effective training to firm advisors and staff. Drafted, negotiated and revised corporate contracts and securities disclosure forms. Show less
Senior Defense Counsel
Coordinate and provide criminal legal defense services to service members in and around Wiesbaden and Baumholder, Germany (1st Armored Division).
Operational Law Attorney
Deployed with Headquarters, V Corps in support of Operation Iraqi Freedom with service in Kuwait and Baghdad, Iraq. Legal advisor to the Fire Effects Coordination Cell. Reviewed in real-time hundreds of fire missions in support of ground and air forces for compliance with the Laws of War, Rules of Engagement, and collateral damage effects.
Chief, V Corps Claims
Supervise 7 person staff and three remote branch offices responsible for investigating, adjudicating and settling claims against the US Govt.
Trial Counsel And Sausa
Prosecuted soldiers in bench and panel trials for serious offenses including drug distribution, aggravated assault, rape, identify theft, and bomb threats. Served as part-time instructor for Basic Combat Training and the Artillery Officer Basic course.Appointed as a part-time Special Assistant US Attorney (SAUSA) in W. District of Oklahoma to prosecute offenses and represent the US in detention hearings before a Federal Magistrate in Lawton, Oklahoma.
Jon Stanfield education
Ab, Political Science
Frequently asked questions about Jon Stanfield
Quick answers generated from the profile data available on this page.
What company does Jon Stanfield work for?
Jon Stanfield works for Rees, Kincaid & Stanfield Law.
What is Jon Stanfield's role at Rees, Kincaid & Stanfield Law?
Jon Stanfield is listed as Partner at Rees, Kincaid & Stanfield Law.
What is Jon Stanfield's email address?
AeroLeads has found 1 work email signal at @vsrfs.com for Jon Stanfield at Rees, Kincaid & Stanfield Law.
Where is Jon Stanfield based?
Jon Stanfield is based in Overland Park, Kansas, United States while working with Rees, Kincaid & Stanfield Law.
What companies has Jon Stanfield worked for?
Jon Stanfield has worked for Rees, Kincaid & Stanfield Law, Lexaurum Advisors Llc, Rees And Kincaid, Law Office Of Will M. Helixon, and Vsr Financial Services.
Who are Jon Stanfield's colleagues at Rees, Kincaid & Stanfield Law?
Jon Stanfield's colleagues at Rees, Kincaid & Stanfield Law include Amy Stanfield and Scott Walters.
How can I contact Jon Stanfield?
You can use AeroLeads to view verified contact signals for Jon Stanfield at Rees, Kincaid & Stanfield Law, including work email, phone, and LinkedIn data when available.
What schools did Jon Stanfield attend?
Jon Stanfield holds Jd from The George Washington University Law School.
What skills is Jon Stanfield known for?
Jon Stanfield is listed with skills including Securities, Arbitration, Defense, Mediation, Criminal Law, Risk Management, Litigation, and Security Clearance.
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