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Served as external counsel for New York and New Jersey corporations, partnerships, and LLC’s. Drafted and negotiated technology and IP contracts (licensing/software integration), OEM, consulting and independent contractor, employee separation/retention, non-disclosure and non-competition/solicitation agreements. Managed corporate and transactional work (formation and organizational documents, director/member certificates and resolutions, stock/asset purchase and sale agreements). Drafted venture agreements, promissory notes, security/collateral agreements, guarantees, assignments and opinion letters.

Advised business units on application of corporate policy and NYSE and SEC rules and regulations. Performed due diligence for acquisition of AMEX. Drafted memoranda on listing requirements for executive committees.

Prepared motions, reviewed discovery documentation, researched federal laws and regulations and prepared memoranda in connection with prosecutions of unauthorized and unregistered futures trading.