Kyc Analyst
Nashville, Tennessee, United States
Responsible for simultaneously balancing multiple KYC reviews from beginning to end including internal data sourcing, client outreach, document sourcing, and public data gathering. Developed extensive knowledge of company policies and international financial regulation as well as relevant programs and databases involved in EDD including Grid, LexisNexis, and Fenergo. Key team member and contributor in the founding of UBS’ new KYC department in Nashville and assisted with the growth of the department from 15 employees to 120 employees. Gained first hand insight into how the department was created and organized from inception. Based on performance and competency was assigned the role of primary trainer and completely re-designed the existing training program and delivered to all subsequently hired KYC analyst classes. As part of the training program redesign, I facilitated the re-shoring of the training process from offshore resources, and the new, onshore program is now used as the official plan for training all new members of the department. While in the lead trainer role, I was tasked with completing my own cases, teaching both the policy and the practical aspects of the KYC case review process, and taking responsibility for the completion of cases assigned to each of my trainees during the training period. I was also involved in the development and alpha testing of a new task-management and ticketing software that logged each step of the process to decrease analyst errors and lessen the back-end workload.