Jonathan Ferguson

Jonathan Ferguson Email and Phone Number

AWS | Technology and Cloud Services | Financial Services | Regulatory Relations | Regulatory Inquiries & Exams @ Amazon Web Services (AWS)
Jonathan Ferguson's Location
New York, New York, United States, United States
Jonathan Ferguson's Contact Details

Jonathan Ferguson work email

Jonathan Ferguson personal email

About Jonathan Ferguson

Jonathan Ferguson is a AWS | Technology and Cloud Services | Financial Services | Regulatory Relations | Regulatory Inquiries & Exams at Amazon Web Services (AWS). He possess expertise in securities, equities, securities regulation, finra, financial regulation and 5 more skills.

Jonathan Ferguson's Current Company Details
Amazon Web Services (AWS)

Amazon Web Services (Aws)

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AWS | Technology and Cloud Services | Financial Services | Regulatory Relations | Regulatory Inquiries & Exams
Jonathan Ferguson Work Experience Details
  • Amazon Web Services (Aws)
    Senior Regulatory Specialist - Global Regulatory Operations
    Amazon Web Services (Aws) Mar 2022 - Present
    Seattle, Wa, Us
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  • Credit Suisse
    Vice President - Regulatory Inquiries & Investigations
    Credit Suisse Sep 2009 - Mar 2022
    Zurich, Ch
    Oversaw a team responding to regulatory inquiries from the SEC, FINRA, NFA, CFTC, DOJ, and various exchanges for the US Broker Dealer regarding potential breaches of federal and state securities laws, anti-money laundering issues, and violations of SRO or Exchange rules.
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  • London Stock Exchange
    Regulatory Compliance Officer
    London Stock Exchange Feb 2008 - Sep 2009
    London, England, Gb
    Spearheaded more than 50 separate audits and investigations on a wide-array of topics, including insider trading, research compliance, cross-border transactions, primary listings, and AML concerns.
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  • Finra
    Senior Regulatory Analyst
    Finra Jun 2004 - Feb 2008
    Washington, District Of Columbia, Us
    Investigated Primary and Secondary market regulation violations of FINRA, federal securities laws, and exchange rules.
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  • H&R Block Financial Services
    Financial Advisor
    H&R Block Financial Services Jun 2001 - Jun 2004
    Financial advisor on a team that managed more than 500 households and $100 million in assets.

Jonathan Ferguson Skills

Securities Equities Securities Regulation Finra Financial Regulation Fixed Income Hedge Funds Series 7 Investments Investment Banking

Jonathan Ferguson Education Details

  • James Madison University
    James Madison University
    Finance

Frequently Asked Questions about Jonathan Ferguson

What company does Jonathan Ferguson work for?

Jonathan Ferguson works for Amazon Web Services (Aws)

What is Jonathan Ferguson's role at the current company?

Jonathan Ferguson's current role is AWS | Technology and Cloud Services | Financial Services | Regulatory Relations | Regulatory Inquiries & Exams.

What is Jonathan Ferguson's email address?

Jonathan Ferguson's email address is fe****@****hoo.com

What schools did Jonathan Ferguson attend?

Jonathan Ferguson attended James Madison University.

What skills is Jonathan Ferguson known for?

Jonathan Ferguson has skills like Securities, Equities, Securities Regulation, Finra, Financial Regulation, Fixed Income, Hedge Funds, Series 7, Investments, Investment Banking.

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