Senior Regulatory Specialist - Global Regulatory Operations
Current
Mar 2022 - Present
AeroLeads people directory · profile
Jonathan Ferguson Email & Phone Number
AWS | Technology and Cloud Services | Financial Services | Regulatory Relations | Regulatory Inquiries & Exams
at
Amazon Web Services (AWS)
1 work email found
@credit-suisse.com
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
AWS | Technology and Cloud Services | Financial Services | Regulatory Relations | Regulatory Inquiries & Exams
Location
New York, New York, United States
Who is Jonathan Ferguson? Overview
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Quick answer
Jonathan Ferguson is listed as AWS | Technology and Cloud Services | Financial Services | Regulatory Relations | Regulatory Inquiries & Exams at Amazon Web Services (AWS), based in New York, New York, United States. AeroLeads shows a work email signal at credit-suisse.com and a matched LinkedIn profile for Jonathan Ferguson.
Jonathan Ferguson previously worked as Senior Regulatory Specialist - Global Regulatory Operations at Amazon Web Services (Aws) and Vice President - Regulatory Inquiries & Investigations at Credit Suisse. Jonathan Ferguson holds Bba, Finance from James Madison University.
Company email context
Email format at Amazon Web Services (AWS)
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{first}.{last}@credit-suisse.com
86% confidence
AeroLeads found 1 current-domain work email signal for Jonathan Ferguson. Compare company email patterns before reaching out.
Profile bio
About Jonathan Ferguson
Jonathan Ferguson is a AWS | Technology and Cloud Services | Financial Services | Regulatory Relations | Regulatory Inquiries & Exams at Amazon Web Services (AWS). He possess expertise in securities, equities, securities regulation, finra, financial regulation and 5 more skills.
Listed skills include Securities, Equities, Securities Regulation, Finra, and 6 others.
Current workplace
Jonathan Ferguson's current company
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5 roles
Jonathan Ferguson work experience
A career timeline built from the work history available for this profile.
Vice President - Regulatory Inquiries & Investigations
Oversaw a team responding to regulatory inquiries from the SEC, FINRA, NFA, CFTC, DOJ, and various exchanges for the US Broker Dealer regarding potential breaches of federal and state securities laws, anti-money laundering issues, and violations of SRO or Exchange rules.
Sep 2009 - Mar 2022
Regulatory Compliance Officer
Spearheaded more than 50 separate audits and investigations on a wide-array of topics, including insider trading, research compliance, cross-border transactions, primary listings, and AML concerns.
Feb 2008 - Sep 2009
Senior Regulatory Analyst
Investigated Primary and Secondary market regulation violations of FINRA, federal securities laws, and exchange rules.
Jun 2004 - Feb 2008
Financial Advisor
H&R Block Financial Services
Financial advisor on a team that managed more than 500 households and $100 million in assets.
Jun 2001 - Jun 2004
1 education record
Jonathan Ferguson education
-
James Madison University
FAQ
Frequently asked questions about Jonathan Ferguson
Quick answers generated from the profile data available on this page.
What company does Jonathan Ferguson work for?
Jonathan Ferguson works for Amazon Web Services (AWS).
What is Jonathan Ferguson's role at Amazon Web Services (AWS)?
Jonathan Ferguson is listed as AWS | Technology and Cloud Services | Financial Services | Regulatory Relations | Regulatory Inquiries & Exams at Amazon Web Services (AWS).
What is Jonathan Ferguson's email address?
AeroLeads has found 1 work email signal at @credit-suisse.com for Jonathan Ferguson at Amazon Web Services (AWS).
Where is Jonathan Ferguson based?
Jonathan Ferguson is based in New York, New York, United States while working with Amazon Web Services (AWS).
What companies has Jonathan Ferguson worked for?
Jonathan Ferguson has worked for Amazon Web Services (Aws), Credit Suisse, London Stock Exchange, Finra, and H&R Block Financial Services.
How can I contact Jonathan Ferguson?
You can use AeroLeads to view verified contact signals for Jonathan Ferguson at Amazon Web Services (AWS), including work email, phone, and LinkedIn data when available.
What schools did Jonathan Ferguson attend?
Jonathan Ferguson holds Bba, Finance from James Madison University.
What skills is Jonathan Ferguson known for?
Jonathan Ferguson is listed with skills including Securities, Equities, Securities Regulation, Finra, Financial Regulation, Fixed Income, Hedge Funds, and Series 7.
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