Jonathan Barber Email & Phone Number

Boston, Ma, Us

New York, Ny, Us

Boulder, Colorado, Us

Create underwriting, risk management and compliance framework

Boston, Massachusetts, Us

A financial services organization with over 35,000 employees providing services to institutional investors. State Street specializes in investment servicing, asset management, investment research & trading and has approximately $12B in annual revenue.Established & led Enterprise Risk Management team supervising global controls & risk monitoring of global markets derivatives activity. Created and maintained enterprise risk management governance, policies, technical frameworks, processes, procedures, and reporting. •Maintained zero credit losses & clean audit for FX portfolio with over $30B in daily credit risk exposure.•Model owner for the original FX exposure engine, its licensing, testing & maintenance. Identified need for its smart technology replacement, requirements for advanced risk metrics, reviewing emerging technologies and vendors, to ensure risk management best practice & regulatory compliance.• Served as Senior Manager, Risk to create process design & led change management of the global FX risk management process, including engagement with business & operations, leading program to implement best practices in effective risk management and better decision-making.• Built a new, data driven analytical reporting platform & then successfully embedded it through new offshore center of excellence (COE) to provide efficient risk assessments and establish risk mitigation action. Provided ongoing training to ensure integrity & consistency of governance model.• Reduced global FX excesses by over 70% & cut aged FX excesses more than 10x by using data analysis skills, teamwork, strategic planning, data driven end-to-end process re-design & resiliency testing. • Improved bank’s capital position reducing risk weighted assets over $2.5B by initiating & acting as the risk consultant engaging with Legal to implement program management for FX credit netting that established best practices process & system integrity in strict compliance with regulatory requirements.

London, Gb

HSBC Bank USA is the US banking arm of HSBC Group, a global financial services organization with over 225,000 employees and annual revenues of approximately $50B.As Senior Director, established credit team and best practices risk governance frameworks to meet regulatory requirements and HSBC credit policy standards. Set and enforced credit parameters and limits for a portfolio of HSBC’s alternative fund clients with total net assets over $11B.• Overhauled governance (policies and procedures) of credit risk using in-depth product, risk management and capital markets industry experience to revise all legal credit documentation (loan agreements, security agreements, ISDA CSA). • Utilized technical skills in data analysis & risk assessment, used leadership influence and cross-team consulting to communicate clearly the need for the remediation program to improve risk monitoring of and controls over operational risk and credit risk. • Optimized daily control monitoring and achieved efficient daily reporting that was leveraged for escalation and senior monthly communication.• Maintained zero credit losses while using business acumen to grow credit limits 2x to $3B and had no findings from internal, external, and regulatory compliance audits.• Led program management for Americas to successfully migrate credit risk processes to off-shore COE. • Produced updated governance framework and procedures and subsequently provided training including in-person supervision and mentoring in Malaysia.

London, Gb

Coordination of business development for asset management portfolio of real money and alternative managers with no previous HSBC relationship coverage. • Product coverage included finance through both lending and capital markets, traded markets (FX, Fixed Income & equities), payments, fund services, and investment banking (M&A, Corporate Finance). • Established client relationships, leveraged internal relationships to collaborate and deliver best quality service. Closed deals by being an active listener, attention to detail, producing and presenting credit applications, negotiating, and executing client documentation.• Exceeded annual net revenue targets of $10M by initial data analysis of opportunities, dedication to being respectful of client needs, honest and ethical problem solving insight and client presentations to match client needs with the optimal solution. Leveraged ability to communicate effectively to win new client business and engagement.

Master Of Business Administration - Mba

B.A. (Hons), French & German