Jonathan Sharp Email & Phone Number

I am an enthusiastic, self-motivated person, who enjoys the opportunity to learn new skills and participate in new experiences, both as an active member of a team and as an individual. My career to date has progressed due to my strong communication and interpersonal skills, my willingness to accept increasing responsibility and my attention to detail. I am looking forward to meeting fresh challenges and achieving additional goals within my career.

Listed skills include Relationship Management, Assurance, Risk Management, Risk Assessment, and 21 others.

• 

  Deputy Mlro Global Financial Crime Compliance

  First Sentier Investors

  Feb 2023 - Present - London Area, United Kingdom

  • liaison point with regulators and law and enforcement agencies, co-ordinate the fulfilment of all ad hoc requests/notices received.• Assisting the Global Head of Financial Crime Compliance in leading the design/build and implementation of: Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) Program, Sanctions program; and Anti-bribery and corruption program.• Support the business regarding their obligations regarding Financial Crime including providing relevant learning and development, training to Directors / Employees of the Company• development, maintenance and enhancement of business area financial crime procedures. • Advice and support to the business on complex Financial Crimes Compliance matters (e.g. complex KYC, Sanctions queries)• Conduct annual risk assessments relating to financial crime and incorporate conclusions into current policies and requirements. • Support jurisdictional MLROs in completion of Annual MLRO Reports for regional Boards and Committees.• Completion of Regulatory Annual Financial Crime Reporting.• In conjunction with the Group and regional MLROs, ensure independent reviews of higher risk transactions and client relationships (at on-boarding and periodic review) • Prepare, review, investigate and complete suspicious activity reports.• In conjunction with the Group and regional MLROs, support the issues management process to ensure that financial crime incidents are captured, analysed, escalated as required.• Prepare regular reports, to the Global Head of Financial Crime Compliance, Management, Boards and Committees • Ensure an effective working relationship with the Global Head of Financial Crime Compliance, Regional Heads of Regulatory Compliance, local MLROs, Global Head of Investment Compliance and the Heads of Risk.• Proactive approach to issue resolution by encouraging collaboration across functions.• Influence key stakeholders to build a consensus around identified issues to drive resolution.