Jonathan Shen, Cfa Email & Phone Number

Vancouver, Canada Area

• Managed the processing of ATON (Account Transfer Online Notification) and manual transfer in/outrequests, facilitating the seamless transfer of cash, equities, mutual funds, options and fixed incomesecurities from multiple stock brokerages and financial institutions to clients’ Qtrade accounts• Efficiently executed mutual fund purchase and redemption orders, ensuing timely and accurate processing for clients’ investment transactions• Collaborated closely with the Qtrade Support team, Dealer Processing team, and Trading Desk toeffectively address inquires from clients and mutual fund representatives, ensuring prompt resolution andoptimal service delivery

Vancouver, Canada Area

• Reviewed new account applications and provided assistance to potential clients in submitting requisitedocumentation, ensuring compliance with Know Your Customer (KYC) policy and industry regulations• Managed the processing of Cash, Margin, TFSA, RRSP, and RESP account setups, while also ensuring the ongoing maintenance of clients’ Qtrade Direct Investing (QI) accounts

Shanghai City, China

• Overseen the financial and operational performance of existing portfolio companies, ensuring strategicalignment and maximizing investment returns• Conducted comprehensive market research, executed financial analysis, and collaborated with seniorinvestment professionals to evaluate potential investment opportunities• Aided the investment team in the development of DCF valuation model for target companies

Shanghai City, China

• Collected, classified and managed receipts for reimbursement• Assisted supervisor in preparing Q2 and Q3 financial reports• Assisted Director of Finance in analyzing financial data, monitoring expenditures, forecasting revenue, and managing financial transactions