Jonathan Wine Email & Phone Number

Pittsburgh, Pennsylvania, Us

London, England, Gb

Work with the operations and support units to support the Sanctions Metrics agenda. Provide guidance on proper application and interpretation of Sanctions-related laws, rules, regulations and policies. Preparation of MIS reports on a monthly basis.Act as a point of contact from SCB to OFAC in regards to sanctions issues, questions and escalations.Support Standard Chartered Bank Americas in the practical interpretation of Sanctions, particularly OFAC regulation.Support all business lines with special requests regarding sanctions metrics reporting. Liaise with OFAC regarding returned or blocked payments from other banks/SCB offices.Management and creation of OFAC license repository log.Creation of list management metrics to align the process globally.Ensure all blocked and rejected payments are tracked within OFAC guidelines.Researching transactions and preparation of metrics of disclosures or information letters to OFAC.Analyze trends to propose names to be added to MTS STOP based upon information obtained during investigations.Establish and develop effective working relationships with Compliance colleagues and personnel of business unitsEnsure significant issues identified and client escalations are reported to governance committees in a timely manner.Creation and management of the SharePoint site for the Sanctions Team.

New York, Ny, Us

Interpret and filter KYC banker tickets through a set of guidelines to perform Enhanced Due Diligence.Perform Sanction searches on individual clients on a daily basis.Review various Sanctions, particularly in relation to FINRA to investigate wrongdoings committed by potential customers. Advanced use of Microsoft Excel products (Macros/Vlookups/Uploading Excel spreadsheets into database).Identify High Risk Accounts, High Risk Clients, and PEP clients.Use of database searches including Lexis Nexis, RDC, MIS, World-Check, Riskwise, OFAC and use of multiple internal databases within the company.Strong understanding of Bank Secrecy Act/Patriot Act.Ensure accounts are in compliance with regulatory rules and regulations as well as firm policies.Summarize findings from database and create analysis for the banker to view.Train multiple incoming staff.Assist with management of the Vendor Team.