Jonathan Kim, Jd, Mba, Cfp,® Chfc,® Clu® Email & Phone Number

Registered Representative with Zanbato Securities LLC of Mountain View, California. Zanbato is a global leader in private placement technology partnering with financial institutions and investment networks to bring greater efficiency to the world's private capital markets.-Series 7, 24, 63

In my private practice I serve as a provider of legal and advisory services on complex corporate, regulatory & compliance, and governance matters. My background includes substantial law firm (Wall Street) and in-house experience representing public and private companies on cross border and offshore matters and corporate and capital markets transactions. I.

Furnish senior-level business brokerage, strategic, procurement, and marketing services across a broad spectrum of industries and sectors, including financial services, software, consumer goods, bio-tech and medical devices, aerospace, and engineering. Services include the development of sophisticated commercialization strategies, marketing and promotional.

Medford, NY, US

The American Dog Society (ADS) is the first and only national charity that focuses on the long-term strategy of connecting and educating dog parents to keep families together. By advocating, organizing resources, and connecting people across the United States, the mission of ADS is to reduce the number of surrendered or abandoned dogs, while its purpose is.

New Haven, CT, US

The Yale School of Management (SOM) Alumni Advisory Board represents over 11,000 alumni within the Yale SOM Alumni Network. The Board’s mission is to advance the values and mission of SOM, to collaborate with and counsel SOM leadership, and to engage with alumni, students, and greater Yale.Appointed by the Board as the Global Chapters Chair, leading an.

The Yale Club of South Florida (formerly Yale Club of Miami but now including Miami-Dade and Broward counties) representing 1,200 Yale alumni.-Yale Alumni Association (YAA) Board of Governors Excellence Award for 2022 Presented to the Yale Club of South Florida for embracing Yale values of openness, inclusion, collaboration, and impact, and for enhancing.

Coral Gables, FL, US

Business Law Department - Guest Lecturer on a variety of developing legal and corporate governance topics affecting publicly listed corporations and their senior leaders.Recent Lectures:-The Public Corporation: Legal Perspectives, "Diversity on Public Company Boards" (Spring Semester 2021)-The Public Corporation: Legal Perspectives, "Emerging Legal &.

As the first Practicing Fellow in the Millstein Center's history, I was a senior advisor to the Chairman and the Executive Director on major projects and programs. My work with the Center drew upon lessons learned in the field and best practices I had successfully incorporated in a variety of business settings. Initiatives included a series of nation-wide.

• At MRH, I was responsible for all legal and compliance matters related to the group's M&A activities, corporate and capital markets transactions, shareholder relations, regulatory obligations, litigation proceedings.
• Following my nomination by the MRH board, my election as a Director of Montpelier Re, MRH's primary operating company, was approved by MRH’s public shareholders. I also served as a director of various US, UK and.
• I continued to serve as the chief architect and steward of MRH’s expanding corporate governance function. MRH received recognition by Forbes magazine as one of the 100 Most Trustworthy Companies (and highest ranked.
• In the wake of the financial crisis, I was instrumental to the design and launch of MRH's insurance-linked securities (ILS) and alternative asset management insurtech platform with over $750M in assets under management.
• After several terms as a Trustee, I was elected Chairman of the Montpelier Re Foundation, which contributed over $3.5M to local charities over its history.

• As part of MRH's ongoing strategic growth initiatives, I organized the formation of the group's London-based Lloyd’s syndicate and managing agency accounting for up to 35% of MRH’s annual premiums.
• I also spearheaded MRH’s expansion of its footprint to the US via opportunistic M&A activity.
• Notable litigation results during my tenure included oversight of a ground-breaking arbitration proceeding worth over $75M, resulting in a favorable decision, plus an award of costs.
• After an initial term as Secretary of the Montpelier Re Foundation, I was appointed to serve as one of the Foundation’s Trustees.

• I was recruited to be MRH’s first General Counsel in the wake of its IPO on the NYSE.
• During this period I led the closing of successful secondary offerings by various PE and founding shareholders and began the ground-up construction of MRH’s compliance and corporate governance programs.
• Other major initiatives included the formation of one of the first insurance-linked alternative investment special purpose vehicles (Rockridge Re) and the establishment of a joint venture with the Overseas Private.
• In addition to my expanding list of executive management duties, I was appointed Secretary of the Montpelier Re Foundation, the Charitable arm of MRH.

New York, NY, US

At AXA I provided investment and risk management advice to corporations, family offices and foundations and HNW individuals. This required mastery of a broad range of asset and private money management options, the design and implementation of insurance-based strategies, the establishment of 401(k) and profit-sharing pension plans as well as group health.

I was a Co-Founder, General Counsel and Operations Advisor to HIPAAssociates, which provided advice and resources for compliance with HIPAA (Health Insurance Portability and Accountability Act of 1996), US legislation that provides data privacy and security provisions for safeguarding medical information.

Modem Media billed itself as "the first internet agency" providing Internet strategy and end-to-end solutions to Fortune 100 companies. They were responsible for the design and construction of some of the earliest corporate and e-commerce websites for multi-billion dollar corporations. As an Account Director, I served as the primary business manager to.

EZCD.com was an early dot.com dedicated to the sales and marketing of independent musicians and recording labels. I advised the founders and seed investors during the company's critical start-up operations. My work encompassed a vast array of responsibilities, including, most notably, the negotiation and oversight of all licensing agreements and.

While in business school, I co-founded XMLaw LLC with several classmates and Yale Law School students and served as the company’s Chief Operating Officer and General Counsel. XMLaw was an early stage Software as a Service (SaaS) provider for the legal industry based on an XML platform. The company was awarded 2nd place in the Connecticut Venture Group.

I advised and represented numerous multinational corporations and financial institutions in M&A, commercial lending and asset-backed/structured finance transactions, Chapter 11 proceedings, credit restructurings and divestitures of financially distressed companies, and I served as a representative on the firm's Associates Committee.

Mba, Finance And Strategy

Jd, Law

Ba, English And American Literature

Professional Certification, Blockchain: Disruptive Technology