Jonathan Self Email and Phone Number
Executive officer with broad experience in multiple areas of financial service and financial technology firms including compliance, operations, accounting, auditing, and corporate finance. Direct experience with brokerage and advisory for retail and institutional client bases, including investment banking, research, and trading operations. Interested in new compliance/financial service consulting relationships, selling dealer relationships, and networking of referrals for compliance, operations, accounting, merger and acquisition, as well as capital formation work.Specialties: Business Process Outsourcing. Financial and Operations for Brokerage, Advisory, and Private Funds; Financial Technology; Retail and institutional corporate finance advisory; Brokerage and Advisory Supervision and Daily Management.
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Managing Director And CfoDealmaker SecuritiesAtlanta, Ga, Us -
Ceo/CcoJumpstart Securities, Llc Sep 2013 - PresentJumpstart Securities, LLC was formerly known as FundAmerica Securities, LLC.
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Managing DirectorNectar Consulting, Llc May 2011 - PresentAtlanta, Ga -
CfoCapital Markets Compliance, Llc Apr 2001 - Apr 2011Capital Markets Compliance®, LLC (CMC) specializes in providing outsourcing and consulting for managerial, financial, regulatory and compliance risk management guidance to start-up as well as established firms that offer securities products, insurance, futures, and investment advice, as well as banks requiring market risk management reviews. Its clients range from small U.S. retail advisory and brokerage operations to full-scale large international multi disciplined broker-dealers, investment advisers, investment bankers, bank affiliated broker-dealers, state and national chartered banks, credit unions, hedge funds, and financial holding companies.
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CeoSecurities Network Llc Dec 2004 - Mar 2011Securities Network LLC is a limited scope broker-dealer, investment adviser, and insurance agency. It's business is split into two primary services, the first is for roving investment bankers providing them with access to a securities and advisory firm on an independent contractor basis to fulfill requirements regarding registration and supervision generally on an interim-to-permanent basis, and second is for investment adviser representatives providing them with their own independent advisory businesses as a turn-key aspect of registration, while simultaneously remaining registered as securities representatives and insurance agents primarily for directed/subscription business, such as private transactions in alternative non-traditional asset classes and certain more traditional products, such as mutual funds, and fixed and variable insurance.
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Capital Markets SpecialistFederal Reserve Bank Of Atlanta Sep 1999 - Apr 2001The Federal Reserve Bank of Atlanta is part of the central bank of the United States. The Atlanta Fed and the other Reserve Banks play an important part in all three of the Fed's functions, monetary policy, bank supervision and regulation, and the operation of a nationwide payment system.The Atlanta Fed's Supervision & Regulation staff seeks to promote the safety and soundness of the banking system, foster stability in financial markets, ensure compliance with applicable laws and regulations, and encourage banking institutions to responsibly meet the financial needs of their communities. As part of a small group of trained specialists in the capital markets, the Capital Markets Team would examine large complex banking organizations in the Sixth Federal Reserve District reviewing asset and liability management, and other treasury functions in banks and bank holding companies.
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Compliance ExaminerFinra Sep 1997 - Sep 1999The Financial Industry Regulatory Authority (FINRA), is the largest non-governmental regulator for all securities firms doing business in the United States. FINRA oversees nearly 5,000 brokerage firms, about 173,000 branch offices and more than 676,000 registered securities representatives.FINRA is dedicated to investor protection and market integrity through effective and efficient regulation and complementary compliance and technology-based services.FINRA has responsibilities from registering and educating industry participants to examining securities firms; writing rules; enforcing those rules and the federal securities laws; informing and educating the investing public; providing trade reporting and other industry utilities; and administering the largest dispute resolution forum for investors and registered firms. FINRA operates from Washington, DC, and New York, NY, with 15 District Offices around the country.
Frequently Asked Questions about Jonathan Self
What company does Jonathan Self work for?
Jonathan Self works for Dealmaker Securities
What is Jonathan Self's role at the current company?
Jonathan Self's current role is Managing Director and CFO.
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Jonathan Self
Providing Comprehensive Support For Financial Professionals | Marketing & Advanced Sales Assistance | Competitive Compensation And Recognition | Competitive Products & Fully Digital UnderwritingRaleigh-Durham-Chapel Hill Area -
Jonathan Self
Houston, Tx -
Jonathan Self
Dallas-Fort Worth Metroplex -
Jonathan Self
Greater Augusta Area
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