Jon B. Email & Phone Number

Registered Representative of Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, a Broker-Dealer and Registered Investment Advisor. Cetera is under separate ownership from any other named entity. Financial Services Manager in the securities industry with 20+ years experience in regulatory compliance, AML/Fraud review, trade monitoring, personnel/staffing training and motivation, customer service, process improvement, risk assessment/reduction,systems project planning and deployment, trading desk, mutual funds, retail brokerage, and supporting Financial Consultants.Registrations held - 7, 24, 55, 63Core CompetenciesBuild and manage teams - Screen, interview, and hire and quality candidates. Handle coaching, goal setting, discipline, and annual reviewsCreative problem solving - Identify areas for improvement and provide input to enhance systems in order to streamline department workflows or reduce riskCritical thinking - Ability to continually assess policies, procedures and processes from a variety of perspectives to best resolve any gaps and identify out of ordinary activity