Jon-Michael Plennert, Cfp(R) Email & Phone Number

Mishawaka, Indiana, Us

Mishawaka, In, Us

Execute trades for brokerage, mutual fund and variable annuity productsResearch portfolio strategies and current relevant market theoriesPrepare client review documentsProvide investment guidance for both non-qualified and qualified accountsFacilitate Transfer of Assets and IRA RolloversEducate clients on tax implications of investment related activity (i.e. Roth conversions, Year-End Mutual Fund Distributions, etc.)

Chicago, Illinois, Us

Calculate and deliver four net asset values per day for European Pooling FundsAudit over 100 fund transactions daily to ensure accurate posting on accounting systems Exceeded fund specific deadline goals for delivering accurate net asset values 93% of time during first year as fund accountantInteract with investment managers to reconcile complex and unique trading activity including credit default swaps and synthetic futuresResolve domestic or foreign cash and securities breaks between custodian and accounting systemsReconcile income on a daily basis between investment manager accounts and investor accountsAnalyze corporate action events and potential impacts to funds’ valuationsApply accounting and finance principals to numerous asset types including stocks, bonds and derivatives

Boston, Ma, Us

Execute mutual fund, stock and option trades for retail customersReceived Accurate Trader Award - error free for 2009 and 2010 for over 2,000 trades placedPromoted into the Premium Division after consistently ranking at the top of the manager scorecardInvestigate customers' financial needs to provide the best possible investment solutionsResolve on average 20 customer service issues per dayManage customer cases dealing with transfers of assets into FidelityUncover unstated customer needs and assist in establishing relationships with financial planners