Jonathan Roth, Cpfa, Cres, Csscs, Ppc® Email & Phone Number

New York, Ny, Us

New York City Metropolitan Area

Wealth Manager and Retirement Plan Specialist at Cetera Investors.I'm here to help you pursue your financial goals!Social Security PlanningRetirement Income and College fundingAsset and Family protectionLegacy planning

Melville, N.Y.

Managed the Retirement plans division of JJ Burns & Company.

Melville, Ny

Financial Advisor and ERISA Consultant worked with over 250 qualified and non-qualified retirement plans and individuals. Listening to the needs and strategies of plan sponsors in the construction and implementation of retirement plans. Working with companies to supplement their plans with executive benefits to attract and retain C-suite personnel. Closed more business in the first 6 months then the firm closed in 2 years. Knowledge of ERISA laws, plan documents, and employee education and engagement.Recommendations-Jonathan Roth and I have worked together for a few years, and he is an outstanding Investment Advisor. He is knowledgeable about the market and is thorough in his evaluation of my investments, always ready and willing to make changes if needed. I trust his instincts and will always follow them, yet he still takes the time to provide facts to back up his suggestions and lay all of my options on the table such that I am making an informed decision. Importantly, Jonathan is very responsive and makes himself available to thoroughly answer questions. I would highly recommend Jonathan Roth as an Investment Advisor.Caitlin Demarest, M.D. Columbia University Medical Center

Port Washington, N.Y.

The Community Chest of Port Washington raises funds from donors and events such as, a Thanksgiving day Turkey Trot and distributes these funds to over 20 local charities. They can range from Girl Scouts, to people with Autism, to domestic violence. I presided over a budget of $1,000,000 and gave grants to various local charities.

Great Neck, Ny

Helping people create financial security for themselves and their families.

Equity and Fixed Income Salesman for broker dealer covering Institutional accounts. Was involved in the distribution of primary, secondary equity and fixed income products. Adept at creating and retaining institutional relationships.

Reviewed trade allocation, re-allocation exception reports, cross trades, pre and post-trade analytics for potential violations of compliance guidelines. Liason to the controller, internal audit, legal, information technology, and settlements area to monitor and prevent any compliance violations. Utilized computer resources and software applications to investigate and conduct variance reports. Executed equities, equity options, Index options, Exchange traded funds, and Convertible bonds for hedge and pension funds with over $5 billion in assets.• Full knowledge of Bloomberg, Charles River, Longview, Autex, LiquidNet, Pipeline, Instinet, Lava, Unx, ITG/Posit/TCA, as well as, various sell-side algorithms.