Joseph Fasulo Email & Phone Number

New York, Ny, Us

Technology Lead for US Mainframe Tax Accounting Team within Statements and Tax partnering closely with Product, Operations, Tax Accounting Distribution and India Mainframe teams.

London, Gb

Global Compliance & Reporting (GCR) – Financial Services Organization

New York, New York, Us

Director, Software Engineering to support our Investor Communication Application Development organization. Providing mentorship, guidance and project direction, you will work with other tech leaders in the company to setting the technology roadmap. The role requires being an excellent analyst and communicator, diving deeply into our problem space to build solutions that meet technical and business needs.Conversion Lead a team in converting an industry-leading financial services client to the Broadridge product suite of applications, ensuring on-time onboarding, within budget. Steering teams in defining, developing, and deploying new products and functionality in Client Communications (statements, proxy, and confirms), Tax Reporting (IRA and non-IRA) and Cost Basis work streams. Oversee client conversion roadmap, from requirements analysis through coordination of testing and adoption of new applications. Develop and present training material to client.

Minneapolis, Minnesota, Us

A driving force in the company’s global provision of regulatory and compliance solutions to financial services clients, I serve as a cost basis subject matter expert (SME) for implementing GainsKeeper, a software that arms investors with cost basis, gain/loss data, and trade decision tools that maximize after-tax returns. I coordinate communication with senior management, business, and operations teams and partnerships with brokerages, technology teams, and investment management firms.► By navigating a multinational investment bank/financial services client through the cost-benefit analysis and selection of a 3rd-party cost basis software, I cut batch processing time in half, boosted data quality, and saved on resource requirements.► I transitioned all business lines to a single cost basis for one of the largest banks in the world, improving the cost basis engine and data quality, by leading the client through the vendor evaluation and selection process.

Frankfurt Am Main, Hessen, De

I steered the project portfolio for U.S. tax changes, supporting Tax Operations, Group Tax, and Tax Technology, including building and leading a team of up to 17 employee and contractor business analysts and project managers. I analyzed proposed and newly-passed regulatory requirements, provided team member training, delivered presentations to employees on regulatory changes, and negotiated with vendors while overseeing projects.► Positioning the people and processes needed to meet new federal tax withholding regulations (871m and 305c) impacting business lines globally, I hired and trained an Americas team of business analysts and project managers and guided them on developing and implementing solutions to identify and capture the proper tax withholding from clients.► By rectifying system deficiencies, I drastically decreased the bank’s compliance risks related to Pre-existing Account Due Diligence (PADD) for withholding and reporting in trading accounts. I coordinated with tax operations teams around the world to tax classify 25K+ legacy accounts and close program gaps related to new client adoption.► I negotiated a cost basis software deal with a new vendor that delivered a more robust online operations function, improved data quality, service and support, and saved more than a half-million dollars a year.

New York, Ny, Us

Heading the firm-wide cost basis program governance and applications for wealth management, client tax reporting, and gain/loss applications, ensuring alignment with IRS requirements. I directed, coached, and mentored a team of more than 30 on and offshore technology professionals.► I orchestrated a multi-year, industry-wide cost basis regulatory project related to the Emergency Economic and Stabilization Act and impacting more than 5M clients. I assembled a cross-functional technology team and partnered across departments to develop upstream and downstream enhancements for the in-house cost basis application.► Integrating systems for one of the largest joint ventures in industry history, I collaborated to form the target operating model and scale the tax and cost basis reporting systems for the 200% growth in data while maintaining internal and external SLA requirements.► Managing the Foreign Account Tax Compliance Act (FATCA) reporting program for wealth management, I implemented portions of the FATCA, enacted as part of the Hiring Incentives to Restore Employment (HIRE) Act.► On the design and roll-out of a new 1099 consolidated tax package for 2M+ external clients, I worked with the tax team to enable clients to download tax data through various tax companies’ software while streamlining and enhancing outdated code.

Bachelor Of Business Administration, Computer Systems

Associate Of Science, Data Processing