Joseph Hanlon

Joseph Hanlon Email and Phone Number

Chief Risk and Compliance Officer, SLC Management Global Alternatives Investments Platform @
Joseph Hanlon's Location
New York, New York, United States, United States
Joseph Hanlon's Contact Details
About Joseph Hanlon

Joseph Hanlon is the Chief Risk Officer (CRO) and Chief Compliance Officer (CCO) for the SLC Management (“SLC”) Global Alternatives Asset Management Platform, including Private Credit, Real Estate and Infrastructure strategies. He is a member of SLC's Executive Management team. Prior to joining SLC, Mr. Hanlon was the CCO for Crescent Capital Group and prior to Crescent he was the Fidelity Mutual Funds CCO to the Equity, High Yield and Exchange Traded Funds. Mr. Hanlon has over 20 years experience in investment advisory, broker dealer and insurance regulatory compliance and is a recognized expert on the development, implementation and administration of compliance programs for fast growing and dynamic financial services companies. He has led compliance policy development and managed global compliance operations for complex organizations and has deep subject matter expertise in managing regulatory risk and examinations.

Joseph Hanlon's Current Company Details
Sun Life Capital Management

Sun Life Capital Management

Chief Risk and Compliance Officer, SLC Management Global Alternatives Investments Platform
Joseph Hanlon Work Experience Details
  • Sun Life Capital Management
    Chief Risk And Chief Compliance Officer, Sun Life Global Alternatives Asset Management Platform
    Sun Life Capital Management Apr 2024 - Present
  • Slc Management
    Chief Compliance Officer
    Slc Management Sep 2021 - Jun 2024
    Wellesley Hills, Massachusetts, Us
    Chief Compliance Officer to $135 billion Alternatives Asset Management Platform
  • Crescent Capital Group Lp
    Chief Complianc Officer
    Crescent Capital Group Lp Jul 2014 - Aug 2021
    Los Angeles, Ca, Us
  • Fidelity Investments
    Chief Compliance Officer, Equity, High Yield & Exchange Traded Funds
    Fidelity Investments Mar 2012 - Jun 2014
    Boston, Ma, Us
  • Fidelity Investments
    Senior Vice President, Global Investment Compliance Operations
    Fidelity Investments Oct 2008 - Mar 2012
    Boston, Ma, Us
  • Fidelity Investments
    Vice President, Portfolio Management Compliance
    Fidelity Investments Aug 2008 - Jan 2009
    Boston, Ma, Us
  • Fidelity Investments
    Vice President, Investment Adviser Oversight
    Fidelity Investments Feb 2006 - Aug 2008
    Boston, Ma, Us
  • Fidelity Investments
    Vice President And Chief Compliance Officer
    Fidelity Investments Feb 2001 - Feb 2006
    Boston, Ma, Us
  • Robins Kaplan Llp
    Counselor And Litigator
    Robins Kaplan Llp Jun 1992 - Feb 2001
    Minneapolis, Minnesota, Us
    Advised and represented insurers on regulatory matters and complex litigation.

Joseph Hanlon Skills

Investment Company Act Investment Advisers Act Mutual Funds Investments Global Management Managerial Skills Equities Investment Compliance Series 24 Securities Alternative Investments Global Strategy Portfolio Management Investment Advisor Compliance Finra Series 7 Trade Compliance Strategic Communications Management Compliance Process And Design Global Compliance Operations Series 63 Etfs Regulatory Compliance Influence Without Authority Influential Communicator Variable Annuity Compliance Investment Advisory Asset Management Fixed Income Capital Markets Executive Management Due Diligence

Joseph Hanlon Education Details

  • Boston College Law School
    Boston College Law School
    Juris Doctor
  • Boston College
    Boston College
    Finance
  • Boston College High School
    Boston College High School

Frequently Asked Questions about Joseph Hanlon

What company does Joseph Hanlon work for?

Joseph Hanlon works for Sun Life Capital Management

What is Joseph Hanlon's role at the current company?

Joseph Hanlon's current role is Chief Risk and Compliance Officer, SLC Management Global Alternatives Investments Platform.

What is Joseph Hanlon's email address?

Joseph Hanlon's email address is jo****@****cap.com

What is Joseph Hanlon's direct phone number?

Joseph Hanlon's direct phone number is +133923*****

What schools did Joseph Hanlon attend?

Joseph Hanlon attended Boston College Law School, Boston College, Boston College High School.

What are some of Joseph Hanlon's interests?

Joseph Hanlon has interest in Civil Rights And Social Action, Children, Arts And Culture, Education.

What skills is Joseph Hanlon known for?

Joseph Hanlon has skills like Investment Company Act, Investment Advisers Act, Mutual Funds, Investments, Global Management, Managerial Skills, Equities, Investment Compliance, Series 24, Securities, Alternative Investments, Global Strategy.

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