Joseph Nielsen work email
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Joseph Nielsen personal email
Joseph Nielsen is a Financial Advisor at Alight Solutions.
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Financial AdvisorAlight SolutionsHerriman, Ut, Us
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Defined Contribution Solutions SpecialistAlight Solutions Mar 2024 - PresentHerriman, Utah, United States
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Expense AnalystMorgan Stanley Oct 2023 - Dec 2023South Jordan, Utah, United States -
Suitability AnalystCno Financial Group Feb 2023 - Jun 2023• Analysis and Review of trade requests and approval • Worked with Advisors and licensed representatives regarding document processing.• Approved Advisor recommendations in regards to client suitability and investment objectives.• Processed and approved transfer documentation for both incoming and outgoing transfer requests.• Worked with Sales and Compliance departments on making document submission more streamlined and efficient. -
Financial Services ProfessionalCharles Schwab Jun 2022 - Feb 2023• Assist clients by providing account support and documentation via web or phone. • Processed customer trades daily by guiding them through our web platform or processing them for the customer.• Educated clients regarding their account status and also helped our customers with compliance in regards to Schwab, SEC, and FINRA regulations.• Provided guidance on updating their account information as well as general investing guidelines.• Worked with several other departments to provide our customer with world class service. -
Quality Assurance AnalystWells Fargo Advisors Mar 2021 - Sep 2021Salt Lake City, Utah, United States• Analyze research data completed by case advisors for compliance with FINRA, SEC and Wells Fargo regulations.• Stay up to date on ever changing policies and protocols to stay in compliance.• Review resolution of cases to make sure they were done according to policy and protocols for WIM quality assurance while maintaining a 90% compliance pass rate on all cases.• Chosen by my manager to complete second level reviews for the whole team to help my coworkers maintain a 90% compliance pass rate. -
Licensed Insurance AgentUshealth Advisors Oct 2020 - Mar 2021Orem, Utah, United States• Create online presence through social media and networking to develop referrals and prospects.• Partner with State Farm Agency to develop referral partnership.• Pre-qualify clients through underwriting process.• Process sales applications and work with underwriting to assess risk to insurance company.• Provided a professional and personalized customer experience to attract more clients and to provide ease of mind while going through the enrollment process. -
Workplace Planning ConsultantFidelity Investments Apr 2019 - Nov 2019Salt Lake City, Utah, United States• Workplace Planning Consultant• Educate participants regarding their 401k benefits and specific plan.• Have planning and consultative conversations with participants regarding their overall retirement plans and 401k structure.• Provide suggestions and advice regarding holistic planning that could include planning with a branch representative or CFP registered advisor.• Exceeded sales quotas and placed top 25% nationally in my position. -
Investment Solutions RepresentativeFidelity Investments Mar 2018 - Apr 2019Utah, United States•Guide clients through the process of consolidating accounts while providing benefits to transferring their assets to Fidelity.•Build and expand customer relationships by identifying customer’s needs and offering customized solutions using planning and guidance tools as well as knowledge-based understanding of products and solutions•Consistently exceeded sales quotas and placed top 20% nationally in my position
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Customer Relations AdvocateFidelity Investments Oct 2016 - Mar 2018Utah, United States•Specialized in superior customer service.•Mutual Fund and equity trading•Customer account research and maintenance•Worked with clients to provide problem resolution•#1 sales leads for my role in the nation
Joseph Nielsen Education Details
Frequently Asked Questions about Joseph Nielsen
What company does Joseph Nielsen work for?
Joseph Nielsen works for Alight Solutions
What is Joseph Nielsen's role at the current company?
Joseph Nielsen's current role is Financial Advisor.
What is Joseph Nielsen's email address?
Joseph Nielsen's email address is jo****@****wab.com
What schools did Joseph Nielsen attend?
Joseph Nielsen attended Western Governors University, Salt Lake Community College.
Who are Joseph Nielsen's colleagues?
Joseph Nielsen's colleagues are Boomer Steacy, Shontaye White, Sara Cotton, Ellen Langvad, Rajwinder Siingh, Christopher Wilson, Mikki Livnat.
Not the Joseph Nielsen you were looking for?
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Joseph Nielsen
New York, Ny -
1us.daiwacm.com3 +121261XXXXX
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Joseph Nielsen
Eden Prairie, Mn5gmail.com, ecolab.com, ecolab.com, chrobinson.com, chrobinson.com -
4bayer.com, gmail.com, myway.com, cyberadvisors.com7 +160536XXXXX
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