• Head of US Equity Finance desk covering North American DTC and CDS eligible securities• Manage a team of 12 traders covering US, Canada and tri-party equity repo business• Working on diversifying business streams while respecting all risk and credit parameters• Building on synergies between Delta One, Indexation and Securities lending businesses• Continuously building toward a global financing book to maximize scarce resources and collateral managementDirector Equity Finance –Senior Sales/Trader •Manage all US and Canadian flow books •Focus on the development of the global equity prime broker platform including; client pitches, portfolio pricing, scarce resource management, daily client inquires and system enhancements•In charge of balance sheet consumption in the US broker dealer across all regions to comply with US GAAP and IFRS regulation•Grew Canadian balances from $300MM USD to over $6 billion through the use of synthetic strategies and flow trading•Monitor and hedge any currency exposure on Canadian dividends •Continuously in contact with legal and compliance to ensure that our group and trading strategies are acceptable in the changing legal environment

• Handled all daily securities lending functions including short coverage, recalls, rate changes and returns• Maximized the use of available collateral to fund the groups overnight cash requirements• Coordinated the daily cash usage with the cash management group• Facilitated and managed total return swap and hedge positions• Maintained the equity for equity account balances and collateral upgrade trading• Continuously worked to improve trading data and tools to improve overall efficiency

• Concentrated on Asia and Scandinavian markets• Communicated with the equity finance sales and trading teams in Asia and London to assure that market knowledge and hedge fund demand was current• Facilitated borrow for yield enhancement trades and negotiated all-in and contract terms in all markets• Assisted in fully enhancing the Canadian swap trades and tracked monthly PnL

• Covered daily shorts on US equity specials looking for the most secure and cost effective borrow for the client• Approved hedge fund shorts requests and provided market knowledge to the sales team • Worked with supply side/bank coverage team to maximize specials to GC ratios with lenders• Monitored daily PnL on a security level to maximize profits and minimize group inefficiencies

• Managed the daily allocation of over $4 billion in collateral to satisfy firm repo agreements and Tri-party funding requirements• Acted as the primary liaison for the funding of equity products between banks and internal equity finance groups• Covered firm short positions of general collateral using off balance sheet trades• Managed the equity verses equity trading process- allocated collateral with counterparties, minimized regulatory exposure levels, monitored reporting and analysis of collateral accounts• Worked with the ETF creation team as a funding tool to improve returns on firm longs and reduce balance sheet

• Preformed all middle office equity finance activities: settlements, contract compare, rate changes, corporate action processing, returns and new account setup• Worked on the automation of daily work to streamline processes and minimize manual, time intensive tasks• Facilitated projects- worked with sales/trading and technology to create real-time settlement in the firm’s proprietary trading system• Communicated with Senior management to minimize inefficiencies and provide input on upcoming projects