Joseph Smith Email & Phone Number

Joseph A. Smith is widely recognized as a leader in the field of Private Investments in Public Equity (PIPEs), and Registered Direct offerings, where he developed and perfected many of the most commonly used transaction structures including the equity line of credit, the overnight shelf takedown and the self-liquidating debenture. He also has over twenty-five years of experience representing small and mid-cap public and private companies in all phases of their development, from formation through IPO and subsequent merger and acquisition activity, and broker-dealers with their regulatory issues.Joe spent two years as a Managing Director and registered principal with Ladenburg Thalmann & Co. Inc., structuring and placing PIPE transactions with the then leading team in that business.

Listed skills include Ipo, Mergers And Acquisitions, Equities, Mergers, and 12 others.