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Joseph D. Email & Phone Number
Vice President, RIA Regulatory Compliance
at
iCapital
LinkedIn matched
✓ Verified July 2026
3 data sources
Profile completeness 86%
Current company
Role
Vice President, RIA Regulatory Compliance
Location
United States
Company size
Who is Joseph D.? Overview
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Quick answer
Joseph D. is listed as Vice President, RIA Regulatory Compliance at iCapital, a with 1864 employees, based in United States. AeroLeads shows a matched LinkedIn profile for Joseph D..
Joseph D. previously worked as Assistant Vice President, Regulatory Reporting (Compliance) at Icapital and Assistant Vice President, Anti-Money Laundering (Compliance) at Icapital. Joseph D. holds Master Of Public Administration, Inspection And Oversight, 3.9 Gpa from John Jay College (Cuny).
Company email context
Email format at iCapital
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iCapital
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Profile bio
About Joseph D.
Experience professional with over 8 years of experience in the broader compliance space, touching areas of enhanced due diligence, investigative due diligence, anti-money laundering, regulatory reporting, and more.
Current workplace
Joseph D.'s current company
Company context helps verify the profile and gives searchers a useful next step.
Icapital
9 roles
Joseph D. work experience
A career timeline built from the work history available for this profile.
Assistant Vice President, Regulatory Reporting (Compliance)
Responsible for the firm’s various regulatory filings including, but not limited to, Form ADV, Form PF, Form D, “blue sky”, 45-106F1, BE-185, and AIFMD. Oversee vendor due diligence and monitoring and employ various routine compliance testing to ensure compliance with regulatory requirements. Manage group’s procedures. Assist in other parts of compliance on an ad-hoc basis.
Assistant Vice President, Anti-Money Laundering (Compliance)
Focused on the firm’s AML program, addressing alerts and high-risk investments. Reviewed sanctions activities and offered support to various business lines with respect to new and existing relationships.
Sep 2022 - Jul 2023
Experienced Senior Associate, Investigative Due Diligence
Jul 2021 - Sep 2022
Senior Associate, Investigative Due Diligence
Mar 2020 - Jul 2021
Senior Enhanced Due Diligence Analyst (Aml)
Mar 2018 - Mar 2020
Enhanced Due Diligence Analyst (Aml)
Mar 2016 - Mar 2018
Office Administrator
Sep 2013 - Apr 2016
Services Specialist
Jun 2011 - Jan 2012
Team & coworkers
Colleagues at iCapital
Other employees you can reach at icapitalnetwork.com. View company contacts for 1864 employees →
JM
James M. Riecker
Colleague at IcapitalOceanside, New York, United States
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FK
Fabienne Kappeler
Colleague at IcapitalZurich, Switzerland
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MJ
Michael J. Manceri, Cfa, Msf
Colleague at IcapitalNew York, United States
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MD
Michael Doris
Colleague at IcapitalNew York City Metropolitan Area, United States
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NC
Nicole Carney
Colleague at IcapitalSalt Lake City, Utah, United States
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SC
Sherri Cooke
Colleague at IcapitalColumbus, Ohio Metropolitan Area, United States
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NH
Nick Healy
Colleague at IcapitalNew York City Metropolitan Area, United States
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BA
Bernardo Alfaro Cardoso
Colleague at IcapitalLisboa, Lisbon, Portugal
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DA
Diogo Almeida
Colleague at IcapitalAlmada, Setúbal, Portugal
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AM
Ashley M.
Colleague at IcapitalNew York, United States
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James M. Riecker
Colleague at IcapitalOceanside, New York, United States
View →
FK
Fabienne Kappeler
Colleague at IcapitalZurich, Switzerland
View →
MJ
Michael J. Manceri, Cfa, Msf
Colleague at IcapitalNew York, United States
View →
MD
Michael Doris
Colleague at IcapitalNew York City Metropolitan Area, United States
View →
NC
Nicole Carney
Colleague at IcapitalSalt Lake City, Utah, United States
View →
SC
Sherri Cooke
Colleague at IcapitalColumbus, Ohio Metropolitan Area, United States
View →
NH
Nick Healy
Colleague at IcapitalNew York City Metropolitan Area, United States
View →
BA
Bernardo Alfaro Cardoso
Colleague at IcapitalLisboa, Lisbon, Portugal
View →
DA
Diogo Almeida
Colleague at IcapitalAlmada, Setúbal, Portugal
View →
AM
Ashley M.
Colleague at IcapitalNew York, United States
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2 education records
Joseph D. education
Master Of Public Administration, Inspection And Oversight, 3.9 Gpa
Bachelor'S Degree, Psychology, 3.8 Gpa
FAQ
Frequently asked questions about Joseph D.
Quick answers generated from the profile data available on this page.
What company does Joseph D. work for?
Joseph D. works for iCapital.
What is Joseph D.'s role at iCapital?
Joseph D. is listed as Vice President, RIA Regulatory Compliance at iCapital.
Where is Joseph D. based?
Joseph D. is based in United States while working with iCapital.
What companies has Joseph D. worked for?
Joseph D. has worked for Icapital, Bdo Usa, Llp, Bdo Usa, Morgan Stanley, and Selfhelp Community Services.
Who are Joseph D.'s colleagues at iCapital?
Joseph D.'s colleagues at iCapital include James M. Riecker, Fabienne Kappeler, Michael J. Manceri, Cfa, Msf, Michael Doris, and Nicole Carney.
How can I contact Joseph D.?
You can use AeroLeads to view verified contact signals for Joseph D. at iCapital, including work email, phone, and LinkedIn data when available.
What schools did Joseph D. attend?
Joseph D. holds Master Of Public Administration, Inspection And Oversight, 3.9 Gpa from John Jay College (Cuny).
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