Joe Sergienko Email & Phone Number

➢ Advise financial services institution clients on risk and compliance programs, including consumer compliance, financial crime, enterprise risk management, credit risk management, liquidity and capital, and risk governance➢ Lead project teams to execute capital, liquidity, risk governance, and data projects and engagements that enhance existing programs and/or bring programs into regulatory compliance➢ Analyze risks, controls, and industry trends for financial institutions to develop comprehensive solutions across risk, compliance, and process improvement for financial institutions➢ Partner with relevant C-suite stakeholders of institutions of various sizes and complexity, and coordinate across Treliant’s business offerings and client stakeholders to ensure Treliant provides comprehensive solutions to address client challenges➢ Apply risk management expertise, internally and externally, to define project requirements, develop sales, and thought leadership collateral

Greater Boston Area

Joe Sergienko is a managing director in BRG’s financial services practice with nearly 20 years of experience. Joe assists clients with risk management and capital planning framework developments, reviews, enhancement, and comprehensive implementations. Joe works with clients on complex risk, regulatory compliance, capital and liquidity projects. Joe regularly advises clients on a wide-array of risk-related projects, including: capital and liquidity stress testing, operational risk management frameworks, credit administration processes, credit risk management and mitigation, BSA/AML/OFAC end-to-end framework design and implementation, risk identification and quantification, governance and reporting, risk and data analytics. He has extensive experience in assessing the impact of regulatory mandates and defining best practices for compliance. Prior to joining BRG, Joe advised clients in risk management, stress testing, BSA/AML/OFAC, data governance, and capital planning at Promontory Financial Group. There he developed a deep understanding of the regulatory expectations on financial institutions, the key risks they face, and the the best practices to meet business requirements as well as address regulatory concerns.Previously in his career, Joe focused on risk management, capital, and stress testing implementation at State Street Corporation. There he was involved in the implementation of the Basel II capital framework and development of a robust stress testing framework to address dynamic business challenges and meet regulatory expectations. He also developed the organization’s recovery and resolution plan in the United Kingdom and the United States.Joe received his MBA from Boston University, concentrating on Strategy and Finance, and his BS in Leadership from Northeastern University.

Greater Boston Area

• Advise clients related to financial risk management, strategy, and planning activities. • Execute and lead multiple, concurrent projects for a variety of financial institutions. • Lead quantitative and data analytics projects. • Develop methodologies and analyses to support bank financial goals and strategy. • Design and implement a sound risk management framework for complex financial institutions to meet regulatory and strategic demands.

Washington D.C. Metro Area, Wilbraham, Ma

• Advise clients related to financial risk management, strategy, and planning activities.• Execute and lead multiple, concurrent projects for a variety of financial institutions.• Develop methodologies and analyses to support bank financial goals and strategy.• Design and implement a sound risk management framework for complex financial institutions to meet regulatory and strategic demands.

• Advise clients related to financial risk management, strategy, and planning activities.• Execute and lead multiple, concurrent projects for a variety of financial institutions.• Develop methodologies and analyses to support bank financial goals and strategy.• Design and implement a sound risk management framework for complex financial institutions to meet regulatory and strategic demands.

•Develop end-to-end stress testing process and manage execution of a wide range of stress tests to assess risk and financial condition of the company. Stress testing is used as a key management decision making tool, informing company’s senior management and Board of earnings and capital adequacy in the event of financial distress. Manage development of Recovery and Resolution Plan (“living will”) for US and UK regulatory authorities, including analysis of cross-border processes and jurisdictional issues.Analyze, develop, and manage information related to firm’s overall business; detailing processes to describe the interconnectedness and value of the firm to facilitate the orderly wind down of the business or potential sale of business components in the event the firm is required to resolve itself.Responsible for the development and administration of certain valuation assurance processes.

Performs project supervisory duties; plans, organizes and controls project activities. Manages business requirements stage by developing information gathering strategy, leading efforts of analysts and teamConducts high level business analysis involving complex business requirements and processes. Prepares cost / benefit analyses and recommends systems or process design solutions. Analyzes current processes and recommends process improvements. Research and coordinate resolution of work stream interdependencies related to integration of Basel capabilitiesSupport Basel PMO issues management. Assists in the analysis of current processes and recommends solutions and improved processes.

Develop and assist in oversight of a risk-based Bank Secrecy Act and Anti-Money Laundering program.Research the potential impact of OFAC and other sanction programs globally.Monitor the actions of various regulatory agencies for items relevant to State Street and analyze those actions for potential implications to State Street.Act as secretary to the Anti-Money Laundering Working Group to define agenda and coordinate meetings.Design training materials and reporting for certain aspects of State Street’s compliance program.Assist in periodic monitoring to identify suspicious transaction activity.Communicate with State Street’s global Anti-Money Laundering workforce

Mba, Finance And Strategy Concentrations

Bachelor Of Science, Organizational Leadership