Joseph Sorge Email & Phone Number

Responsible for execution of Agency Order Flow and supervisory tasks assigned. Supervised a staff of 10 clerks to provide timely execution of customer orders  Recommended improvements to the trading system that lead to eventual reduction of staff Reviewed daily work and recorded documentation to satisfy supervisory policies Resolved discrepancies in daily trading activity Trained and developed in-house personnel and new hires

Responsible for performing the following: Utilized experience to train and develop staff which lead to all being advanced in their careers.  Reallocated work load of staff as necessary to maintain quality Served as an Assistant Principle Trader on a regular basis because of my attention to detail. Developed and maintained relationships with outside Market Data vendors. Delivered high quality executions samples which were examined by our Best Execution Committee and found to be in compliance with industry standards  Maintained relationships with Retail Sales force and Managers of other operations departments. Represented department in the development of the Paperless Trading System. Minimized losses by closely monitoring the error account activity using risk assessment and taking quick action to liquidate positions.