Joshua Simon Email and Phone Number

Completed FATCA and CRS reporting for over 50 jurisdictions as well as jurisdiction specific filings including:- Cayman Islands CRS Compliance Form- Bermuda Annual CRS Compliance Certification- Luxembourg FATCA & CRS Notification- Ireland Agent Link NotificationPerform tax form documentation validation reviews on client provided W-8BEN, W-8BEN-E, W-8EXP, W8-IMY, W9, and Self-Certification formsPrepared applicable tax form documentation (W-8, W-9, and Self-Certifications) for client owned entitiesMaintained Scoping files tracking thousands of investors within hundreds of entities across multiple clientsSupported communications with 75 AEOI contacts to obtain mandatory demographic and financial reporting informationHeld ongoing communication with the Luxembourg Tax Authorities regarding FATCA and CRS notices received

Analyst for Cost Basis Operations within Corporate and Investment Bank, supporting 30 million accounts’ tax reportingPerformed Corporate Actions calculations to adjust cost basis records across Retail Portfolio accounts for events including:- Mergers (Gain/No Loss, Gain or Loss, and No Gain or Loss)- Spin-Offs- SPACsConducted Full and Half Step Up cost basis adjustments for Date of Death securities transfersUpdated Verses Purchase - specific tax lot sales to different accounting methods (FIFO, LIFO, High Cost, High Cost Long Term, etc.) or individual tax lots to properly reflect client transaction requestsDetermined applicability of Section 302 withholdings and generated 302 Tender and 302 Merger analysis documents, using SEC filings and information provided by vendor Resolved 1099 discrepancies by utilizing BYC50 metrics breaks for tax season requirements Learned the GainsKeeper platform to assist with the organization’s ongoing data migration and held learning sessions to teach the offshore team this systemPerformed transfer statement updates to coincide with securities received from contra firms, along with generating transfer statements to send to contra firms for outgoing transfersCompleted security options calculations to properly reflect premiums

Monitored over 13,000 accounts to determine proper ownership and prevent fraudContacted local and international Managing Directors regarding Internal Demand Deposit Account discrepanciesRan month end iRecs and ScoreCard data pulls to monitor changes in account holdings totaling over $1 Billion Indexed W-9, W-8, and Business Signature Card forms to create new Internal Demand Deposit AccountsPerformed reconciliation analysis of financial breaks exceeding $10,000,000 by utilizing pivot tables, weekly master files, and internal databases

Renewed and created new Multinational Corporate Reinsurance Treaties with values exceeding $1,000,000 for Fortune 500 CompaniesCompleted weekly quality audits by comparing updated monetary values to system data recordsPrepared Treaty Reinsurance Agreement Documentation for scanning and indexing into Apollo SystemsRan Outstanding Contract Wording to advise which contracts are missing a signature and date of reinsurerPerformed Outstanding Signature Pages Reports to advise which Interest and Liability Agreements are missing a signature and date of reinsurer

Wrote Demand Letters in quantities up to 1,200 letters requesting payment from delinquent customersUpdated residential payment records within the CIMS Software customer databaseCreated Customer Non-Service Accounts to maintain client information without providing billing or serviceMonitored the Credit and Collections Hotline for customer concerns and maintaining quality assuranceApproved corporate energy payments of up to $100,000 by utilizing CIMS Software