Joy Connolly B, Notary Public Email & Phone Number

Cayman Islands

Cayman Islands

Cayman Islands

Cayman Islands

Gather and analyze returns, financial statements, and other information to assess adequacy of liquidity and capital, as well as determine prudence of practices under the regulatory Acts, the AML/ CFT regime and applicable standards; Perform comprehensive risk assessments of all licensees and determine appropriate recommendations for issues of.

·Prepare KYC forms and Bank Due Diligence forms provide, structure charts, statutory documents, certification and notarizations. proactively following up with the Vice President and/or Senior Vice President to complete assigned tasks and communicating regularly regarding priorities and capacity. l responding to queries and responses to/from.

• Scanning
• Creating physical minute books
• Saving to iManage
• Requesting cheques with the accounts department
• Entering codes on Perfect Law for various filings
• Setups in Viewpoint for Exempted Limited Companies, Limited Partnerships, Cayman LLC'SFoundations and Foreign Companies

Cayman Islands

• Structured Finance DepartmentASSISTING WITH THE COORDINATION OF THE EXECUTION OF AGREEMENTS, BANK MANDATES AND OTHER DOCUMENTS. PREPARING AND COORDINATING PRINTING AND SIGNING OF TRANSACTION DOCUMENTATION FOR DELIVERY.
• ASSISTING CLIENT SERVICE PROFESSIONALS WITH THE UPDATING OF DATABASES TO ENSURE ALL CLIENT AND COMPLIANCE INFORMATION IS CORRECT.
• PREPARING TAX FORMS AND BANK MANDATES FOR ENTITIES.
• SAVING/FILING CORRESPONDENCE, DOCUMENTS INTO RELEVANT ELECTRONIC OR PHYSICAL CLIENT FILES.
• ACTING IN ACCORDANCE WITH LEGAL, REGULATORY AND INTERNAL RISK MANAGEMENT REQUIREMENTS, INCLUDING REPORTING BUSINESS RELATED ISSUES TO THE VPS AND SVPS.
• ASSISTING WITH AD-HOC PROJECTS, AS REQUIRED.

Cayman Islands

• Compliance remediation project for a registered office in the Cayman Islands. Managed contentious issues with regard to complex structures and seek remedial action/evidence for entities such as Limited Companies.
• Complete extensive due diligence investigations using public and private databases in accordance with Anti-Money and other regulatory standards to assist business units and prevent operational and reputational risks
• Perform checks on mostly corporate, individuals and third party advisers against World Check Risk Screen, and Blocked Persons list
• Conducting enhanced due diligence research in attempts to find derogatory/background information used to aid client advisors’ decisions in initiating, maintain or closing business relationships
• Ensuring final reports are comprehensive, compliant and suitable for use in the client on-boarding decision making processes.
• Effectively conduct AML/KYC formality reports on questionable accounts and transactions

• Provided employee training on all banking processes and office functions.
• Conducted payment investigation and analysis.
• Managed client records
• Performed general and compliance administration- KYC requirements
• Prepared Board books
• Developed Treasury process manual

Cayman Islands

• Performed Aetna health insurance benefits verifications via ASD System.
• Submitted insurance claims and provided issue resolution.
• Developed and presented presentations to management.
• Maintained Client Portfolios
• Adjusted commissions from Aetna International
• Managed Explanation of Benefits and Claims Investigations.

Cayman Islands

• Supervised day to day operations of 3 employees within administration department when required.
• Maintained group membership records
• Provided reporting and prepared notifications to management.
• Guaranteed customer satisfaction by providing applicable resolution to inquiries
• Processed health insurance applications & premiums renewals

Bachelor Of Science - Bs, Business Administration And Management, General

Associate Of Business Administration Finance Concentration, Finance, General