John Paul Suba Email & Phone Number

Valenzuela, Ncr, Ph

Valenzuela, Ncr, Ph

•Handles escalations and conduct analysis as part of the transactional due diligence and customer due diligence and identify suspicious activity as well and escalate cases for further review if needed (Sanctions screening (U/HRCs), Export control or goods checking, red flag indicators, know your customer through vantage checking, Environmental social risk analysis.•Provides in-team/collegial consultancy with the regular compliance checker in case of doubt before sending clarifications/escalations to LSO / MLRO.•Performs first line monitoring or quality monitoring on the compliance checks performed under a certain transaction as part of an end-to-end quality check for TFS Transactions.•Preparation of monthly QA Reports to be sent out to stakeholders - Center of Excellence (CoE), Circle Leads and counter parties.•Provides analysis and training for knowledge gap identified during quality monitoring.•Monitor team performance (KPI) and progress towards goals, providing feedback and coaching as needed.•Handle escalated issues or challenges within the team, making timely decisions to maintain productivity and morale.•Delegate tasks and responsibilities to team members based on individual strengths and priorities.

World Plaza Building, Bonifacio Global City, Taguig

•Handles escalations and conduct analysis as part of the transactional due diligence and customer due diligence and identify suspicious activity as well and escalate cases for further review if needed (Sanctions screening (U/HRCs), Export control or goods checking, red flag indicators, know your customer through vantage checking, Environmental social risk analysis.•Maintain regular contact with branch personnel (LSO), Financial Crim Compliance Officer (MLRO) to obtain necessary information about customers, account activity and sanctions.•Provides in-team/collegial consultancy with the regular compliance checker in case of doubt before sending clarifications/escalations to LSO / MLRO.•Performs first line monitoring or quality monitoring on the compliance checks performed under a certain transaction as part of an end-to end quality check for TFS Transactions.•Preparation of monthly QA Reports to be sent out to stakeholders- Center of Excellence (CoE), Circle Leads and counter parties.•Provides analysis and training for knowledge gap identified during quality monitoring.•Conducts four eye check for transactions.

World Plaza Building, Bonifacio Global City, Taguig

•Handles escalations and conduct analysis as part of the transactional due diligence and customer due diligence and identify suspicious activity as well and escalate cases for further review if needed Sanctions screening (U/HRCs).oExport control or goods checkingoRed flag indicatorsoKnow your customer through vantage checkingoEnvironmental social risk analysis •Maintain regular contact with branch personnel (LSO), Financial Crim Compliance Officer (MLRO) to obtain necessary information about customers, account activity and sanctions.•Provides in-team/collegial consultancy with the regular compliance checker in case of doubt before sending clarifications/escalations to LSO / MLRO.•Conducts four eye check for transactions.

World Plaza Building, Bonifacio Global City, Taguig

•Conducts pre-and in life transaction screening or the execution of checks through manual screening of parties via Instant Routing Messaging on trade finance transactions according to requirements on Financial Crime Compliance Policy on different trade products (Collections, letters of Credit and Guarantees).•Conducts initial analysis as part of the transactional due diligence and customer due diligence and identify suspicious activity as well and escalate cases for further review if needed.oSanctions screening (U/HRCs).oExport control or goods checkingoRed flag indicatorsoKnow your customer through vantage checkingoEnvironmental social risk analysis •Maintain regular contact with branch personnel (LSO) to obtain necessary information about customers and account activity.

World Plaza Building, Bonifacio Global City, Taguig

•Conducts pre-and in life transaction screening or the execution of checks through manual screening of parties via Instant Routing Messaging on trade finance transactions according to requirements on Financial Crime Compliance Policy on different trade products (Collections, letters of Credit and Guarantees).•Conducts initial analysis as part of the transactional due diligence and customer due diligence and identify suspicious activity as well and escalate cases for further review if needed.oSanctions screening (U/HRCs).oExport control or goods checkingoRed flag indicatorsoKnow your customer through vantage checkingoEnvironmental social risk analysis •Maintain regular contact with branch personnel (LSO) to obtain necessary information about customers and account activity.

Ayala Avenue Corner V.A. Rufino St. Makati City

•Tasked to assist in carrying out credit exposure administration and management functions in accordance with internally approved policies and procedures. Also responsible for ensuring that internal and regulatory compliance objectives are met.•Primarily responsible for the preparation of Quarterly Report – Small and Medium Enterprise by Economic Activity Report.•Primarily responsible for the preparation of Monthly Group Exposure Reports of all borrowing accounts.•Primarily responsible for records maintenance and updating of Borrowers Financial Data in CIS System and T24 for the preparation of Quarterly Report to BSP.•Primarily responsible for records maintenance and updating of Group Exposures (Credit Facilities and Outstanding Balances) in Excel Format.