Jim Reilly

Jim Reilly Email and Phone Number

Managing Partner @ PNA Consulting LLC | Financial Services Expert @
Jim Reilly's Location
Ranchos De Taos, New Mexico, United States, United States
Jim Reilly's Contact Details
About Jim Reilly

Jim is the Managing Partner of PNA Consulting, a firm that provides expert testimony and consulting in financial services, as well as pro-bono consulting for non-profits. He has over 25 years of experience in the securities industry, covering various aspects of regulation, compliance, and litigation.His core competencies include securities litigation and arbitration, equities and capital markets, anti-money laundering, and animal welfare issues. He has led and managed teams, projects, and functions in diverse and complex environments, such as TD Ameritrade, TIAA, and Goldman Sachs. He is passionate about using his expertise and skills to help clients and causes that align with his values and goals.

Jim Reilly's Current Company Details
PNA Consulting LLC

Pna Consulting Llc

Managing Partner @ PNA Consulting LLC | Financial Services Expert
Jim Reilly Work Experience Details
  • Pna Consulting Llc
    Managing Partner
    Pna Consulting Llc Apr 2017 - Present
    Taos, New Mexico, United States
    Providing expert testimony and consulting in financial services, as well as pro-bono consulting for non-profits.
  • The Humane Society Of The United States
    Investor Engagement Manager
    The Humane Society Of The United States Sep 2016 - Apr 2017
    Baltimore, Maryland Area
    Worked with institutional investors, asset managers, hedge funds and other financial services firms on animal welfare issues and risks in their portfolio companies.
    View
  • Td Ameritrade
    Managing Director, Chief Compliance Officer
    Td Ameritrade May 2010 - Mar 2016
    Columbia, Md
    Led and managed a team of 85 people in the Compliance function for a premier online brokerage company, covering AML, Retail, Advisor and Active Trader compliance issues.
    View
  • Lex Sequor Consulting, Llc
    Managing Partner
    Lex Sequor Consulting, Llc Jan 2008 - May 2010
  • Tiaa-Cref
    Senior Vice President, Head Of Compliance
    Tiaa-Cref Jan 2006 - Jan 2008
    View
  • Goldman Sachs
    Managing Director, Head Of Global Equities Compliance
    Goldman Sachs May 2000 - Dec 2005
    View
  • Salomon Smith Barney
    Compliance Officer
    Salomon Smith Barney 1991 - 1997
    View
  • Nasd
    Special Investigator
    Nasd 1989 - 1990

Jim Reilly Skills

Equities Securities Financial Services Series 24 Anti Money Laundering Capital Markets Risk Management Securities Regulation Hedge Funds Mutual Funds Series 63 Series 7 Fixed Income Aml Investment Advisory Alternative Investments Options Trading Derivatives Prime Brokerage Management Etfs Asset Management Financial Markets Wealth Management Financial Regulation Broker Dealer Investment Banking Investments Equity Trading Structured Products Trading Systems Sec Financial Risk Investment Management Ofac Usa Patriot Act Kyc Electronic Trading Bonds Equity Derivatives Animal Welfare Nonprofit Management Finra

Jim Reilly Education Details

Frequently Asked Questions about Jim Reilly

What company does Jim Reilly work for?

Jim Reilly works for Pna Consulting Llc

What is Jim Reilly's role at the current company?

Jim Reilly's current role is Managing Partner @ PNA Consulting LLC | Financial Services Expert.

What is Jim Reilly's email address?

Jim Reilly's email address is ja****@****ade.com

What is Jim Reilly's direct phone number?

Jim Reilly's direct phone number is +120136*****

What schools did Jim Reilly attend?

Jim Reilly attended University Of Maryland College Park.

What are some of Jim Reilly's interests?

Jim Reilly has interest in Social Services, Children, Civil Rights And Social Action, Human Rights, Animal Welfare.

What skills is Jim Reilly known for?

Jim Reilly has skills like Equities, Securities, Financial Services, Series 24, Anti Money Laundering, Capital Markets, Risk Management, Securities Regulation, Hedge Funds, Mutual Funds, Series 63, Series 7.

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