Jeremy Holley Email & Phone Number

Greater Chicago Area

Responsible for the audit program and leading a team of audit and risk professionals in providing an independent assessment of the Company’s control environment, and for making recommendations in support of the Company’s risk framework and business strategies. Provide strategic leadership on internal and external audit matters impacting the business. Serve as the primary liaison to the Board of Directors Audit Committees across the parent and subsidiary banks, and regularly provide updates on the annual audit plan results and significant matters identified.Regularly work with and present to the OCC, FRB, and other regulatory oversight entities. Active participant of several executive management committees and serve as a member of the company’s Operating Committee. Additionally, serve as the Chair of the Wintrust Ethics Committee and oversee the execution of the company's Whistleblower program. Directly report to the Audit Committee of the Board of Directors and administratively to the CEO.

Birmingham, Alabama Area

Led a team of audit professionals in support of Enterprise Technology, Bank Operations, Data Governance, Digital Products, Deposit Products, Fraud, Payment Technologies and BSA/AML/OFAC compliance. Also lead the Data Analytics team for Audit, focused on predictive analytics and working towards audit automation. Interface directly with executive management and various regulators. Responsible for helping to create and implement Internal Audit's strategy. Specifically responsible for execution of Audit Strategy related to Data Analytics, Cyber Security and BSA/AML, including presenting this approach to executive committee’s and Audit Committee.

Charlotte, North Carolina Area

Various cities, roles, and experience during twelve year tenure at firm, including but not limited to the following; Served as the Global Technology and Operations Lead Director for Advisory and IT Risk Management services to a top 4 US Bank. Led the execution of over 30,000 hours of Technology Assurance services across multiple countries and major US markets and leading a team of over 60 professionals.Performed and managed over 150 SOC 1 and 2 (SSAE 16 / SAS 70) engagements over various products and services including; Omnichannel Hosted Banking Applications, Institutional Retirement and Trust Operations, Global Fund Services, Treasury Management Products and Systems, Hosted Technology Operations services, and the supporting Technology Controls. Led Quality Assurance Reviews for Financial Services Institutions of all sizes to assess the Internal Audit Department’s compliance with methodology, internal procedures, the IIA Standards, and industry leading practices.Conducted IT Risk Assessments for compliance with FFIEC requirements. Leveraged FFIEC guidance to evaluate control frameworks, operational controls and ongoing monitoring, and reporting of control operating effectiveness and compliance with corporate policy. Significant knowledge, experience, and practice in Data Analytics tools and techniques. Led teams in various analytics projects, including forensic analysis, private equity valuation assistance, MSR recalculations, audit testing assistance, etc. Experience in leveraging off-shore resource capabilities to increase effectiveness and lower cost on engagements and provide for more competitive go-to-market rates.Served in numerous firm-wide leadership roles, including; supporting a global lead partner in development of firm-wide tools and methodologies related to IT Assurance delivery and serving as a lead national instructor responsible for delivering both live and recorded methodology training courses to professionals across service lines.

Memphis, Tn