Judy Shear Tribucher

Judy Shear Tribucher Email and Phone Number

Associate Principal Investigator, Market Investigations @ FINRA
New York, NY, US
Judy Shear Tribucher's Location
New York City Metropolitan Area, United States
About Judy Shear Tribucher

Specialties: Series 7 and Series 63 FINRA Licensures.Lean-Sigma Yellow Belt CertificateLean-Sigma Green Belt CertificateOrganization Development and ChangeOperational Excellence

Judy Shear Tribucher's Current Company Details
FINRA

Finra

View
Associate Principal Investigator, Market Investigations
New York, NY, US
Judy Shear Tribucher Work Experience Details
  • Finra
    Associate Principal Investigator, Market Investigations
    Finra
    New York, Ny, Us
  • Morningstar Dbrs
    Regulatory Inquiries Manager
    Morningstar Dbrs 2023 - 2024
    United States
    Responsible for managing the process of submitting U.S. regulatory filings and responding to U.S. regulatory matters, annual examination requests, and ad hoc regulatory requests, including engagement and partnership with key stakeholders across the organization in Compliance, Legal, Analytical, and Technology Teams.
  • Bank Of America Merrill Lynch
    Vice President, Regulatory Inquiries Group (Rig)
    Bank Of America Merrill Lynch 2015 - 2022
    New York, New York
    Researching and responding to routine and complex regulatory inquiries related to customer complaints, regulatory filings and disclosures.
  • Bank Of America Merrill Lynch
    Institutional Distressed And Par Loan Sales Assistant
    Bank Of America Merrill Lynch 2004 - 2015
    New York, New York
    Domestic Fixed Income Products May 2009 - April 2015International Fixed Income Products Dec 2004 - April 2009
  • Robert R. Meredith & Co
    Client Services Administrator
    Robert R. Meredith & Co Mar 1999 - Dec 2004
    Fixed Income and Equity Products for Institutional and Retail Clients
  • Pershing, A Bny Mellon Company
    Mutual Funds Trading Desk Associate
    Pershing, A Bny Mellon Company May 1997 - Mar 1999
  • Pershing, A Bny Mellon Company
    New Accounts Department Associate
    Pershing, A Bny Mellon Company Nov 1995 - May 1997

Judy Shear Tribucher Education Details

Frequently Asked Questions about Judy Shear Tribucher

What company does Judy Shear Tribucher work for?

Judy Shear Tribucher works for Finra

What is Judy Shear Tribucher's role at the current company?

Judy Shear Tribucher's current role is Associate Principal Investigator, Market Investigations.

What schools did Judy Shear Tribucher attend?

Judy Shear Tribucher attended Penn State World Campus, Penn State World Campus, Tulane University.

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.