Judy Shear Tribucher Email and Phone Number
Specialties: Series 7 and Series 63 FINRA Licensures.Lean-Sigma Yellow Belt CertificateLean-Sigma Green Belt CertificateOrganization Development and ChangeOperational Excellence
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Associate Principal Investigator, Market InvestigationsFinraNew York, Ny, Us
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Regulatory Inquiries ManagerMorningstar Dbrs 2023 - 2024United StatesResponsible for managing the process of submitting U.S. regulatory filings and responding to U.S. regulatory matters, annual examination requests, and ad hoc regulatory requests, including engagement and partnership with key stakeholders across the organization in Compliance, Legal, Analytical, and Technology Teams. -
Vice President, Regulatory Inquiries Group (Rig)Bank Of America Merrill Lynch 2015 - 2022New York, New YorkResearching and responding to routine and complex regulatory inquiries related to customer complaints, regulatory filings and disclosures. -
Institutional Distressed And Par Loan Sales AssistantBank Of America Merrill Lynch 2004 - 2015New York, New YorkDomestic Fixed Income Products May 2009 - April 2015International Fixed Income Products Dec 2004 - April 2009
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Client Services AdministratorRobert R. Meredith & Co Mar 1999 - Dec 2004Fixed Income and Equity Products for Institutional and Retail Clients
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Mutual Funds Trading Desk AssociatePershing, A Bny Mellon Company May 1997 - Mar 1999 -
New Accounts Department AssociatePershing, A Bny Mellon Company Nov 1995 - May 1997
Judy Shear Tribucher Education Details
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Organization Development And Change With Concentration In Operational Excellence -
Organization Development And Change: Operational Excellence
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Economics
Frequently Asked Questions about Judy Shear Tribucher
What company does Judy Shear Tribucher work for?
Judy Shear Tribucher works for Finra
What is Judy Shear Tribucher's role at the current company?
Judy Shear Tribucher's current role is Associate Principal Investigator, Market Investigations.
What schools did Judy Shear Tribucher attend?
Judy Shear Tribucher attended Penn State World Campus, Penn State World Campus, Tulane University.
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