Client Onboarding and Regulatory Services

Responsible for managing the on-boarding process of new and existing Prime Brokerage and Fund Services Administration clients ensuring all documents are received, and accounts, reports and entitlements are set up prior to the client’s scheduled launch date.

Measured and produced quality reporting on financial investment performance for Private Wealth clients for over 200 clients.

Accurately developed and increased database of commercial real estate inventory with for lease and for sale listings, lease comparables, sale comparables, and tenant data. Wrote news stories on breaking commercial real estate news uncovered through research. Completed an in depth analysis of SEC filings, loan, and deed instruments for sales comparables. Conducted analytical market research to create and generate market reports

Booked and settled trades while working directly with traders. Calculated and analyzed daily performance of assigned funds while pricing the Net Asset Value.

Analyzed and reconciled over a 200 transactions relating to residential mortgage backed security transactions and payments per Loan Accounting Standard Procedures, including REO, foreclosure, bankruptcy loans via excel and V-look ups.Evaluated, transmitted, and approved money movements associated with loan funding and security lending payments. Reconciled daily cash movements to system and bank activity. Provided remittance and correction information to servicers.Clarified information to investors and answered questions relating to payment of the bond and bond report. Evaluated external performance to ensure compliance with stated agreements. Conducted research for Mortgage Investors and Mortgage Companies on a daily basis

Processed and underwrote consumer, business to business, and commercial real estate applications. Approved or denied loan applications. Extended loans and retail credit including loan debt consolidation and mortgage refinance. Marketed and solicited company products and services to present and former customers which included creating and writing proposals.