Julz Unegbu Email & Phone Number

• Testing and documentation of key SOX and IT General controls leveraging a defined process compliance monitoring process. • Perform walkthroughs and testing relating to Information Technology General Controls and application controls using HIPAA and SOX.• Reassess the controls and deficiencies and retesting all the identified key controls within SOX guidelines.• Coordinated with IT department and external auditors during SOX IT testing.• Assisted in communicating identified IT audit findings to senior management and clients • Experience performing platform reviews such as Windows and UNIX Operating Systems• Ensure customers follow security policies and procedures following NIST 800 53.• Assisted in conducting walkthrough and detailed testing of ITGC in the following areas: Access, Change Management, IT Operations and Application controls.• Provided accurate and comprehensive audit status reporting to all levels of leadership.• Maintain good working relationship with clients to enhance customer satisfaction and work with client management and staff at all levels to perform audit services.• Plan and manage the ITGC audit functions using best practice audit guidelines in compliance with COSO and COBIT standards.• Developed and maintained SOX testing project management documentation including timelines, due dates, dependencies and resource tracking.• Assisted senior level staff with conducting onsite interviews and testing.• Interacted with external auditors and consultants in facilitating the testing process; ensures efforts are not duplicated. • Knowledgeable in-Service Organization Control (SOC) /SSAE 18 Review, HIPAA, COSO, COBIT and SOX frameworks.• Tested the ITGC and application controls for federal agencies using FISCAM and FISMA.

Atlanta, Georgia, United States

• Conducted IT compliance audit to assess and evaluate risks and internal controls, safeguard assets and analyze IT controls relevant for operating procedures and financial reporting.• Assisted in the design, performance, and documentation of information systems audits.• Developed test plans; testing procedures and documented test results and exceptions, assess the qualities and conditions of controls; report findings and make adequate recommendations to the effectiveness of the organization’s internal control system.• Perform assessment of IT internal controls as part of financial statement audit, Internal and operational audits, Attestation engagement, and Audit readiness. • Conducted IT risk assessment; documented related risks and note key control issues; developed appropriate audit programs to test the control risks identified and subsequently evaluated control designs, optimization and assurance over operational and compliance processes.• Perform IT general controls testing for Sarbanes-Oxley 404 compliance in public companies, OMB A-123 in government agencies, and Service Organization Control (SOC) reports in compliance/SSAE16 (formerly SAS 70)• Perform post audit follow up to determine if corrective actions have been taken and determine the adequacy of corrective actions taken by units to improve deficiencies.• Performed ITGC’s and application control testing using COBIT and COSO frameworks.• Assisted with SSAE 16 engagements reviews - SOC1, SOC 2 type 1 & 2 and SOC 3 report.• Composed & issued audit reports for senior management. Provided guidance to junior staff members.• Communicated project status and results in both verbal and written settings to senior management.