Jun Kim Email & Phone Number

Barangaroo, NSW, AU

Sydney, New South Wales, Australia

Wellington, New Zealand

• The Reserve Bank of New Zealand (RBNZ) is a ‘full service’ central bank, which means it has a wide set of objectives which spans monetary policy, financial stability, cash operations, and financial market.
• Enhanced risk management practices across 13 departments, including Financial Markets, Payments, Settlements, and Technology, while reporting to the Director of Risk and Compliance.
• Provided oversight and challenge to 1st Line functions in their identification, assessment, evaluation, treatment, and reporting of risks. Conducted workshops to develop risk registers and control libraries, involving.
• Spearheaded the re-establishment of various risk management policies, including model risk and operational risk management policy. Established processes and systems to implement corporate policies, such as incident.
• Authored risk reports for the Enterprise Risk Management Committee (ERMC) and the Board. Conducted deep-dives on specific risk topics, such as internal fraud, IT failure, cybersecurity, and corporate insurance.

Wellington, New Zealand

• Assessed operational risks and effectiveness of internal controls in the Trade Lifecycle. Worked with various functional leaders to ensure internal controls are adequately designed and monitored.
• Led the procurement of Markitwire to automate trade processing, streamline workflow between front and back office, and improve trade certainty for OTC derivative trading.
• Provided analytical and technical support for RBNZ’s multi-year project of developing a mortgage bond collateral standards. Conducted feasibility assessment and obtained approval to defer the development of the.
• Collaborated on the development of various analytical papers and reports that informed RBNZ policy decisions.

Auckland, New Zealand

• Successfully managed external audit engagements for clients in highly regulated industries, including Bank of New Zealand (BNZ).
• Led and managed ISAE (NZ) 3402 engagements – Assurance Reports on Controls at a Service Organisation. Coordinated timely planning and execution of operational testing of internal controls in line with the audit.
• Designed and tested internal controls for retail and institutional lending products and processes for BNZ. Made recommendations for remedial actions to address control weaknesses.
• Coached junior staff and led teams to conduct audits of the BNZ’s loans and advances, including credit impairments. This involved planning and supervising the execution of loan file assessments, and reviewing debt.
• Conducted analytical review of the financial statements and forward-looking factors to evaluate reasonableness of BNZ’s provisions for credit impairments based on IFRS 9.
• Demonstrated resilience and effective project management by adapting to changing deadlines and client demands. Consistently achieved top performance ratings.

Auckland, New Zealand

• Managed discretionary investment portfolios for Private Banking clients. Conducted regular reviews and rebalancing of assets to ensure alignment with stated investment policy statements and appropriate risk levels.
• Constructed investment portfolios that incorporated cash, fixed interest, and equity securities, and aligned with client’s risk and return objectives and constraints.
• Collaborated with Private Bankers and Paraplanners to support client relationships, develop long-term financial plans, and determine optimal portfolio structures for clients.
• Provided regulatory support to Authorised Financial Advisors, conducting due diligence to ensure adherence to applicable regulations and professional standards of practice.

Auckland, New Zealand

Graduate Diploma Of Chartered Accounting

Education record

Bcom, Accounting And Finance, A-

Bachelor Of Commerce - Bcom

360° Auckland Abroad Student Exchange Participant

Cambridge A Levels, Accounting And Economics