Junior D. Email & Phone Number

Mountain View, California, United States

• Identifying key risks and controls, knowledge of Sarbanes Oxley readiness, and controls optimization, including the configuration of controls around security, business process and within IT environments.• Applying internal control principles and business/technical knowledge including information technology general controls (ITGC) and application controls.• Exhibiting project management skills, including developing and managing SOX program project plans, budgets, and deliverables schedules.• Interacting and forming relationships with project stakeholders while demonstrating an understanding of the client's business. • Pre ITGC-Testing and supervising the ITGC, configurable/automated controls, restricted access and key report testing performed by onshore and offshore teams.• Monitoring workloads of the team while meeting client expectations. . • Prepare and design a sample script of the workbook for the list of applications in scope. • Supporting the team testing IT and Business processes, application and Database.• Working closely with SMEs or application owners in relation to Change management, Logical Access and IT Operations.• Supporting the Seniors and the Manager with monthly reports including exception/issue logs and other remediation follow ups.

Dallas, Texas, United States

• Perform audit of IT, general and application controls, information security, systems development, change management, business continuity, disaster recovery and computer operations. • Perform IT general controls testing for Sarbanes-Oxley (SOX) 404 compliance, and Service Organization Control (SOC). • Perform IT Infrastructure Audit to test default account, vendor update & patches, password setting and unnecessary services running over the application such as Unix, Window, Mainframe, Network devices, Firewall, Database and Active Directory. • Test General Computer Controls and Business Process Application controls using COSO, COBIT, PCI DSS and NIST 800 - 53 frame works and performed walkthroughs and detailed testing of controls to evaluate the design to ensure the systems are operating effectively as designed. • Perform testing of IT General and Application controls in support of external financial audit engagements with clients include those requiring compliance with SOX utilising UNIX, AS-400, SAP, Oracle and PeopleSoft environments. • Assist in planning, execution of audit and work closely with financial teams, operations teams, as well as the risk management team. • Review the workflow of the list of applications that was completed by the offshore teams. • Lead 6 interns over the summer to learn and understand the Auditing process under Samsung’s policies. • Communicate effectively across various business units verbally and written to ensure data is accurate and detailed. • Liaise between in-house managers/ IT departments and External Financial and Operational Auditors. • Prepare audit scopes, reported findings and present recommendations for improving data integrity and operations.

Dallas, Texas, United States

• Experienced with IT general controls such as access control, change management, Computer operation and Business Continuity/Disaster Recovery. • Reviewed internal policies and procedures and existing laws, rules and regulations to determine applicable compliance and the adequacy of underlying internal controls. • Test of controls expert - ITGC, GSS, Interfaces, and Business Process Application Controls. Knowledge of Control Objectives for information and related Technology (COBIT) framework developed by the information Systems Audit Control Association (ISACA) • Communicated with the company's external auditors on general computer control related matters and SOX test procedures • Information gathered is reviewed and analysed extensively, and then compiled into a written summary report • Ensured audit tasks are completed accurately and within established time using the applicable frameworks such as COBIT and COSO. • Created, updated and analyse Notice of Finding and Recommendation (NFR) • Identified Risks associated with IT infrastructure, operations and applications including pre/post implementation audit reviews for ongoing IT projects along with current legacy applications. • Liaised between in-house managers/ IT department and external financial and operational auditors. • Prepared audit scopes reported findings and presented recommendations for improving data integrity and operations.

Associate Of Science - As

Bachelor'S Degree, Information Technology